Richard Cerminara has been an investment adviser representative at Silver Grove Financial Group since November 2021, and is not listed among the firm’s executive officers or direct owners.
Silver Grove Financial Group, Inc. is an Orchard Park, NY firm with $454M under management, 2,150 clients and 17 advisers across 11 offices, as of its August 2026 filing.
Richard Cerminara’s longest registration is the current one, 4 years at Silver Grove Financial Group since 2021. Before joining Silver Grove Financial Group in 2021, Richard Cerminara was registered through Richard Cerminara Investor Services, LLC and GWN Securities Inc.
- – present · 4 yearsSaranac Lake, NY · Adviser representative · Firm CRD 287512
- Richard Cerminara Investor Services, LLC– · under a yearSaranac Lake, NY · Adviser representative · Firm CRD 311072
- GWN Securities Inc.– · 4 yearsSaranac Lake, NY · Adviser representative · Firm CRD 128929
Investment adviser representative registrations
Richard Cerminara is registered as an investment adviser representative in New York, since November 2021.
- New YorkSince 23 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 July 2014 |
| Series 7 | General Securities Representative Examination | 19 October 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 November 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 November 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 1743304
- Firm
- Silver Grove Financial Group · CRD 287512
- Office
- Saranac Lake, NY
- Registration
- Investment adviser registration
- In the industry since
- January 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Cerminara work?
Richard Cerminara is an investment adviser representative registered through Silver Grove Financial Group, Inc. since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Richard Cerminara a financial advisor?
Yes. Richard Cerminara has a current investment-adviser registration in New York, through Silver Grove Financial Group since November 2021.
How many years of experience does Richard Cerminara have?
Richard Cerminara has 38 years in the financial industry, since January 1988, across 3 adviser firms.
What exams has Richard Cerminara passed?
Richard Cerminara has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in November 1987. FINRA credited Richard Cerminara with the SIE, which began in October 2018.
Where did Richard Cerminara work before Silver Grove Financial Group?
Before Silver Grove Financial Group, Richard Cerminara was registered through GWN Securities Inc., September 2016 to December 2020.
Where is Richard Cerminara based?
Richard Cerminara’s registered office is in Saranac Lake, NY.
Is Richard Cerminara registered with FINRA?
No. Richard Cerminara has no current broker registration.
How can I verify Richard Cerminara’s record?
Search CRD 1743304 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Cerminara’s full registration record.
