Richard Cawley has been an investment adviser representative at Hoxton Wealth USA since October 2023, and is not listed among the firm’s executive officers or direct owners.
Hoxton Wealth USA LLC is an Orlando, FL firm with $804M under management, 1,378 clients and 34 advisers across 13 offices, as of its August 2026 filing.
Investment adviser representative registrations
Richard Cawley is registered as an investment adviser representative in Texas, since October 2023.
- TexasSince 5 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Brian Cawley
- CRD
- 7817551
- Firm
- Hoxton Wealth USA · CRD 307387
- Registration
- Investment adviser registration
- In the industry since
- October 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Cawley work?
Richard Cawley is an investment adviser representative registered through Hoxton Wealth USA LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Richard Cawley a financial advisor?
Yes. Richard Cawley has a current investment-adviser registration in Texas, through Hoxton Wealth USA since October 2023.
How many years of experience does Richard Cawley have?
Richard Cawley has 3 years in the financial industry, since October 2023, across 1 adviser firm.
What exams has Richard Cawley passed?
Richard Cawley passed the Series 65 in September 2023.
Is Richard Cawley registered with FINRA?
No. Richard Cawley has no current broker registration.
How can I verify Richard Cawley’s record?
Search CRD 7817551 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Cawley’s full registration record.