Richard Briand has been an investment adviser representative at SilverLake Wealth Management since January 2017, and is not listed among the firm’s executive officers or direct owners.
Silverlake Wealth Management LLC is a Williston, VT firm with $849M under management, 1,072 clients and 11 advisers across 5 offices, as of its July 2026 filing.
Richard Briand’s longest registration is the current one, 13 years at SilverLake Wealth Management since 2012. Before joining SilverLake Wealth Management in 2017, Richard Briand was registered through Wells Fargo Advisors Financial Network, LLC and Wachovia Securities, LLC.
- – present · 13 yearsWilliston, VT · Adviser representative · Firm CRD 165525
- Wells Fargo Advisors Financial Network, LLC– · 7 yearsWilliston, VT · Adviser representative · Firm CRD 11025
- Wachovia Securities, LLC– · 5 yearsBurlington, VT · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Richard Briand is registered as an investment adviser representative in Vermont, since January 2017.
- VermontSince 6 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 October 1982 |
| Series 7 | General Securities Representative Examination | 15 May 1982 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Joseph Briand
- CRD
- 1045809
- Firm
- SilverLake Wealth Management · CRD 165525
- Office
- 33 BLAIR PARK ROAD, SUITE 100, Williston, VT 05495
- Registration
- Investment adviser registration
- In the industry since
- May 1982
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Briand work?
Richard Briand is an investment adviser representative registered through Silverlake Wealth Management LLC since January 2017, and is not listed among the firm’s executive officers or direct owners.
Is Richard Briand a financial advisor?
Yes. Richard Briand has a current investment-adviser registration in Vermont, through SilverLake Wealth Management since January 2017.
How many years of experience does Richard Briand have?
Richard Briand has 44 years in the financial industry, since May 1982, across 3 adviser firms.
What exams has Richard Briand passed?
Richard Briand has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 6TO. The earliest, the Series 7, was passed in May 1982. FINRA credited Richard Briand with the SIE, which began in October 2018.
Where did Richard Briand work before SilverLake Wealth Management?
Before SilverLake Wealth Management, Richard Briand was registered through Wells Fargo Advisors Financial Network, LLC, November 2005 to December 2012; Wachovia Securities, LLC, August 2000 to October 2005.
Where is Richard Briand based?
Richard Briand’s registered office is in Williston, VT.
Is Richard Briand registered with FINRA?
No. Richard Briand has no current broker registration.
How can I verify Richard Briand’s record?
Search CRD 1045809 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Briand’s full registration record.
