Richard Bartolacci has been an investment adviser representative at Sundvold Capital Management since November 2006, and is not listed among the firm’s executive officers or direct owners.
Sundvold Capital Management LLC is a Columbia, MO firm with $233M under management, 480 clients and 5 advisers in one office, as of its March 2026 filing.
Richard Bartolacci’s longest registration is the current one, 19 years at Sundvold Capital Management since 2006. Before joining Sundvold Capital Management in 2006, Richard Bartolacci was registered through Securities America Advisors, Inc. and Walnut Street Securities, Inc.
- Sundvold FinancialCurrent– present · 19 yearsColumbia, MO · Adviser representative · Firm CRD 108176
- Securities America Advisors, Inc.– · under a yearColumbia, MO · Adviser representative · Firm CRD 110518
- Walnut Street Securities, Inc.– · under a yearColumbia, MO · Adviser representative · Firm CRD 15840
- Prudential Financial Planning Services– · 4 yearsColumbia, MO · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Richard Bartolacci is registered as an investment adviser representative in Missouri, since November 2006.
- MissouriSince 13 November 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 13 June 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 October 1994 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Kevin Bartolacci
- CRD
- 2539103
- Firm
- Sundvold Capital Management · CRD 108176
- Office
- 1000 W. NIFONG, BUILDING 4, SUITE 104, Columbia, MO 65203
- Registration
- Investment adviser registration
- In the industry since
- November 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Bartolacci work?
Richard Bartolacci is an investment adviser representative registered through Sundvold Capital Management LLC since November 2006, and is not listed among the firm’s executive officers or direct owners.
Is Richard Bartolacci a financial advisor?
Yes. Richard Bartolacci has a current investment-adviser registration in Missouri, through Sundvold Capital Management since November 2006.
How many years of experience does Richard Bartolacci have?
Richard Bartolacci has 25 years in the financial industry, since November 2000, across 4 adviser firms.
What exams has Richard Bartolacci passed?
Richard Bartolacci has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in October 1994.
Where did Richard Bartolacci work before Sundvold Capital Management?
Before Sundvold Capital Management, Richard Bartolacci was registered through Securities America Advisors, Inc., October 2005 to October 2006; Walnut Street Securities, Inc., February 2005 to October 2005; Prudential Financial Planning Services, September 2000 to February 2005.
Where is Richard Bartolacci based?
Richard Bartolacci’s registered office is in Columbia, MO.
Is Richard Bartolacci registered with FINRA?
No. Richard Bartolacci has no current broker registration.
How can I verify Richard Bartolacci’s record?
Search CRD 2539103 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Bartolacci’s full registration record.
