Ricardo De La Serna has been Director, VP and Secretary of AlTi Wealth Management (US International) since January 2015, is a control person of the firm and directly owns under 5% of it.
Alti Wealth Management (US International), Inc. is a Coral Gables, FL firm with $691M under management, 37 clients and 4 advisers in one office, as of its April 2026 filing.
Ricardo De La Serna’s longest registration is the current one, 16 years at AlTi Wealth Management (US International) since 2010. Before joining AlTi Wealth Management (US International) in 2010, Ricardo De La Serna was registered through Guggenheim Investment Advisors, LLC.
- Alvarium Investment Managers (US), LLC– · 1 yearMiami, FL · Adviser representative · Firm CRD 285731
- – present · 16 yearsCoral Gables, FL · Adviser representative · Firm CRD 152104
- Guggenheim Investment Advisors, LLC– · 6 yearsMiami, FL · Adviser representative · Firm CRD 108263
Investment adviser representative registrations
Ricardo De La Serna is registered as an investment adviser representative in Florida, since June 2010.
- FloridaSince 16 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 April 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Ricardo Cayetano De La Serna
- CRD
- 4659462
- Firm
- AlTi Wealth Management (US International) · CRD 152104
- Role
- Director, VP and Secretary
- Office
- 2811 PONCE DE LEON BLVD., SUITE 520, Coral Gables, FL 33134
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Ricardo De La Serna work?
Ricardo De La Serna has been Director, VP and Secretary of Alti Wealth Management (US International), Inc. since January 2015, and is a control person of the firm.
Is Ricardo De La Serna a financial advisor?
Yes. Ricardo De La Serna has a current investment-adviser registration in Florida, through AlTi Wealth Management (US International) since June 2010.
How many years of experience does Ricardo De La Serna have?
Ricardo De La Serna has 22 years in the financial industry, since April 2004, across 3 adviser firms.
What exams has Ricardo De La Serna passed?
Ricardo De La Serna passed the Series 65 in April 2004.
Where did Ricardo De La Serna work before AlTi Wealth Management (US International)?
Before AlTi Wealth Management (US International), Ricardo De La Serna was registered through Guggenheim Investment Advisors, LLC, April 2004 to June 2010.
Where is Ricardo De La Serna based?
Ricardo De La Serna’s registered office is in Coral Gables, FL.
Is Ricardo De La Serna registered with FINRA?
No. Ricardo De La Serna has no current broker registration.
How can I verify Ricardo De La Serna’s record?
Search CRD 4659462 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ricardo De La Serna’s full registration record.
- Jose RemyDirector, President
- Whitney LewisChief Legal Officer, US and Chief Compliance Officer
- Stephanie CorralDirector