Rhett Exley has been an investment adviser representative at Wealth Science Advisors since August 2022, and is not listed among the firm’s executive officers or direct owners.
Wealth Science Advisors LLC is an Alpharetta, GA firm with $559M under management, 273 clients and 8 advisers across 9 offices, as of its March 2026 filing.
Rhett Exley’s longest registration was 10 years at Northwestern Mutual Investment Services,llc (2012–2022). Before joining Wealth Science Advisors in 2022, Rhett Exley was registered through Northwestern Mutual Investment Services,llc.
- Northwestern Mutual Investment Services,llc– · 10 yearsAlpharetta, GA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Rhett Exley is registered as an investment adviser representative in 2 states. The first approvals date from August 2022; the most recent is Texas, in December 2022.
- GeorgiaSince 24 August 2022
- TexasSince 16 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 March 2012 |
| Series 7 | General Securities Representative Examination | 6 December 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 September 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 May 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Rhett Nease Exley
- CRD
- 5562395
- Firm
- Wealth Science Advisors · CRD 321031
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Rhett Exley work?
Rhett Exley is an investment adviser representative registered through Wealth Science Advisors LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Rhett Exley a financial advisor?
Yes. Rhett Exley has a current investment-adviser registration in Georgia and Texas, through Wealth Science Advisors since August 2022.
How many years of experience does Rhett Exley have?
Rhett Exley has 16 years in the financial industry, since November 2009, across 2 adviser firms.
What exams has Rhett Exley passed?
Rhett Exley has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in May 2009. FINRA credited Rhett Exley with the SIE, which began in October 2018.
Where did Rhett Exley work before Wealth Science Advisors?
Before Wealth Science Advisors, Rhett Exley was registered through Northwestern Mutual Investment Services,llc, March 2012 to June 2022.
Is Rhett Exley registered with FINRA?
No. Rhett Exley has no current broker registration.
How can I verify Rhett Exley’s record?
Search CRD 5562395 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rhett Exley’s full registration record.