Renee Morgan has been an investment adviser representative at First Affirmative Financial Network since April 2025, and is not listed among the firm’s executive officers or direct owners.
First Affirmative Financial Network LLC is a Colorado Springs, CO firm with $905M under management, 2,327 clients and 12 advisers across 10 offices, as of its May 2026 filing.
Renee Morgan’s longest registration was 12 years at National Planning Corporation ("NPC of America" in FL & NY) (2004–2016). Before joining First Affirmative Financial Network in 2025, Renee Morgan was registered through Adasina Social Capital and Impact Investors.
- – present · 1 yearLayfette, CO · Adviser representative · Firm CRD 109036
- Adasina Social Capital– · 5 yearsLafayette, CO · Adviser representative · Firm CRD 151411
- Impact Investors– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 289028
- – · 2 yearsSouth San Francisco, CA · Adviser representative · Firm CRD 109036
- Better World Investments, Inc.– · 4 yearsLafayette, CO · Adviser representative · Firm CRD 159896
- National Planning Corporation ("NPC of America" in FL & NY)– · 12 yearsLafayette, CO · Adviser representative · Firm CRD 29604
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 August 2003 |
| Series 7 | General Securities Representative Examination | 12 October 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Renee Dubois Morgan
- CRD
- 4182153
- Firm
- First Affirmative Financial Network · CRD 109036
- Office
- Layfette, CO
- Registration
- Investment adviser registration
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Renee Morgan work?
Renee Morgan is an investment adviser representative registered through First Affirmative Financial Network LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Renee Morgan a financial advisor?
Yes. Renee Morgan has a current investment-adviser registration, through First Affirmative Financial Network since April 2025.
How many years of experience does Renee Morgan have?
Renee Morgan has 22 years in the financial industry, since July 2004, across 5 adviser firms.
What exams has Renee Morgan passed?
Renee Morgan has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in May 2000. FINRA credited Renee Morgan with the SIE, which began in October 2018.
Where did Renee Morgan work before First Affirmative Financial Network?
Before First Affirmative Financial Network, Renee Morgan was registered through Impact Investors, January 2019 to January 2020; Better World Investments, Inc., April 2012 to December 2016; National Planning Corporation ("NPC of America" in FL & NY), March 2004 to June 2016.
Where is Renee Morgan based?
Renee Morgan’s registered office is in Layfette, CO.
Is Renee Morgan registered with FINRA?
No. Renee Morgan has no current broker registration.
How can I verify Renee Morgan’s record?
Search CRD 4182153 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Renee Morgan’s full registration record.
