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Redina Franklin, portrait

Redina Franklin

Investment adviser representative at Innovative Advisory Group in Lubbock, TX

Investment adviser registrationUpdated

Redina Franklin is an investment adviser representative at Innovative Advisory Group, LLC, an investment adviser managing $194M, and works from its Lubbock, TX office. Redina Franklin has been registered through Innovative Advisory Group since 10 March 2021, has 27 years in the industry across 7 firms and has passed 5 licensing exams.

27
Years in industry
5
Years at firm
7
Adviser firms
4
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Redina Franklin has been an investment adviser representative at Innovative Advisory Group since March 2021, and is not listed among the firm’s executive officers or direct owners. Redina Franklin holds a Bachelor of Science in Financial Planning from Texas Tech University.

Innovative Advisory Group, LLC is a Lexington, MA firm with $194M under management, 300 clients and 8 advisers across 5 offices, as of its September 2026 filing.

Redina Franklin is Wealth Advisor of Innovative Advisory Group. She has been providing guidance and advice in the financial services industry since 1997. She spent her first 11 years in the field as a retirement plan advisor specializing in employer sponsored plans serving the healthcare and higher education industries, and she has also held wealth management positions in banking and with major insurance companies.

Redina Franklin’s longest registration was 11 years at Metlife Securities Inc. (1997–2008). Before joining Innovative Advisory Group in 2021, Redina Franklin was registered through Amicus Financial Advisors, LLC and Park Avenue Securities LLC.

  1. – present · 5 years
    Lubbock, TX · Adviser representative · Firm CRD 146618
  2. Amicus Financial Advisors, LLC
    – · 3 years
    Lubbock, TX · Adviser representative · Firm CRD 131315
  3. Park Avenue Securities LLC
    – · 1 year
    Lubbock, TX · Adviser representative · Firm CRD 46173
  4. MML Investors Services, LLC
    – · 2 years
    Lubbock, TX · Adviser representative · Firm CRD 10409
  5. Wells Fargo Advisors, LLC
    – · 1 year
    Lubbock, TX · Adviser representative · Firm CRD 19616
  6. Wells Fargo Investments, LLC
    – · under a year
    Lubbock, TX · Adviser representative · Firm CRD 10582
  7. Metlife Securities Inc.
    – · 11 years
    Lubbock, TX · Adviser representative · Firm CRD 14251

Credentials and registrations

Investment adviser representative registrations

Redina Franklin is registered as an investment adviser representative in 4 states. The first approvals date from March 2021; the most recent is Florida, in August 2026.

  • FloridaSince 28 August 2026
  • MassachusettsSince 10 May 2023
  • New YorkSince 21 August 2026
  • TexasSince 10 March 2021

Examinations

Series 6526 April 2023
Name
Uniform Investment Adviser Law Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 664 June 2010
Name
Uniform Combined State Law Examination
Series 78 September 1997
Name
General Securities Representative Examination
Series 626 June 1997
Name
Investment Company Products/Variable Contracts Representative Examination
Series 6326 April 1997
Name
Uniform Securities Agent State Law Examination

Key facts

Full name
Redina E Franklin
CRD
2867546
Firm
Innovative Advisory Group · CRD 146618
Office
Lubbock, TX
Registration
Investment adviser registration
In the industry since
May 1999
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Redina Franklin work?

Redina Franklin is an investment adviser representative registered through Innovative Advisory Group, LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Redina Franklin a financial advisor?

Yes. Redina Franklin has a current investment-adviser registration in Florida, Massachusetts, New York and Texas, through Innovative Advisory Group since March 2021.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Redina Franklin have?

Redina Franklin has 27 years in the financial industry, since May 1999, across 7 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Redina Franklin passed?

Redina Franklin has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 66 and Series 65. The earliest, the Series 63, was passed in April 1997. FINRA credited Redina Franklin with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Redina Franklin work before Innovative Advisory Group?

Before Innovative Advisory Group, Redina Franklin was registered through Amicus Financial Advisors, LLC, April 2017 to March 2021; Park Avenue Securities LLC, July 2015 to November 2016; MML Investors Services, LLC, November 2012 to June 2015; Wells Fargo Advisors, LLC, January 2011 to February 2012; Wells Fargo Investments, LLC, June 2010 to January 2011; Metlife Securities Inc., June 1997 to July 2008.

Source: IAPD individual record, checked 22 October 2026

Where is Redina Franklin based?

Redina Franklin’s registered office is in Lubbock, TX.

Source: IAPD individual record, checked 22 October 2026

Is Redina Franklin registered with FINRA?

No. Redina Franklin has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Redina Franklin’s record?

Search CRD 2867546 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Redina Franklin’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Innovative Advisory Group

Sources

  1. IAPD individual record, CRD 2867546, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Innovative Advisory Group, LLC, filed 22 September 2026. Executive officers and direct owners; this person is not among them.
  3. Innovative Advisory Group team page. Biography, education, credentials, awards and the portrait, reproduced for identification.