NivaLet’s talk

Rebecca Proetto

Chief Compliance Officer at Northeast Advisers in Paoli, PA

Investment adviser registrationUpdated

Rebecca Proetto is Chief Compliance Officer of Northeast Advisers Inc, an investment adviser managing $639M, and works from its Paoli, PA office. Rebecca Proetto has been registered as an investment adviser representative through Northeast Advisers since 21 July 2015, has 11 years in the industry across 1 firm and has passed the Series 65.

11
Years in industry
11
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Rebecca Proetto has been Chief Compliance Officer of Northeast Advisers since July 2015, is a control person of the firm and directly owns between 25% and 50% of it.

Northeast Advisers Inc is a Paoli, PA firm with $639M under management, 376 clients and 4 advisers across 3 offices, as of its March 2026 filing.

  1. Northeast Advisers, Inc.Current
    – present · 11 years
    Paoli, PA · Adviser representative · Firm CRD 108835

Credentials and registrations

Investment adviser representative registrations

Rebecca Proetto is registered as an investment adviser representative in 2 states. The first approvals date from July 2015; the most recent is New Jersey, in April 2019.

  • New JerseySince 2 April 2019
  • PennsylvaniaSince 21 July 2015

Examinations

Series 6521 July 2015
Name
Uniform Investment Adviser Law Examination

Key facts

CRD
6508052
Firm
Northeast Advisers · CRD 108835
Role
Chief Compliance Officer
Office
163 W. LANCASTER AVE, Paoli, PA 19301
Registration
Investment adviser registration
In the industry since
July 2015
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Rebecca Proetto work?

Rebecca Proetto has been Chief Compliance Officer of Northeast Advisers Inc since July 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 19 March 2026

Is Rebecca Proetto a financial advisor?

Yes. Rebecca Proetto has a current investment-adviser registration in New Jersey and Pennsylvania, through Northeast Advisers since July 2015.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Rebecca Proetto have?

Rebecca Proetto has 11 years in the financial industry, since July 2015, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Rebecca Proetto passed?

Rebecca Proetto passed the Series 65 in July 2015.

Source: IAPD individual record, checked 22 October 2026

Where is Rebecca Proetto based?

Rebecca Proetto’s registered office is in Paoli, PA.

Source: IAPD individual record, checked 22 October 2026

Is Rebecca Proetto registered with FINRA?

No. Rebecca Proetto has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Rebecca Proetto’s record?

Search CRD 6508052 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rebecca Proetto’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Northeast Advisers

Sources

  1. IAPD individual record, CRD 6508052, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Northeast Advisers Inc, filed 19 March 2026. Title, control and ownership bands.
Report a correction