Raymond Schwabe has been an investment adviser representative at First American Asset Advisory since August 2023, and is not listed among the firm’s executive officers or direct owners.
First American Asset Advisory, LLC. is a Garden City, NY firm with $192M under management, 266 clients and 6 advisers in one office, as of its March 2026 filing.
- – present · 3 yearsGarden City, NY · Adviser representative · Firm CRD 282254
Investment adviser representative registrations
Raymond Schwabe is registered as an investment adviser representative in New York, since August 2023.
- New YorkSince 17 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 May 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 December 1996 |
| Series 7 | General Securities Representative Examination | 10 December 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Raymond Anthony Schwabe
- CRD
- 2812702
- Firm
- First American Asset Advisory · CRD 282254
- Office
- 59 HILTON AVENUE, SUITE 101, Garden City, NY 11530
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Raymond Schwabe work?
Raymond Schwabe is an investment adviser representative registered through First American Asset Advisory, LLC. since August 2023, and is not listed among the firm’s executive officers or direct owners.
Is Raymond Schwabe a financial advisor?
Yes. Raymond Schwabe has a current investment-adviser registration in New York, through First American Asset Advisory since August 2023.
How many years of experience does Raymond Schwabe have?
Raymond Schwabe has 29 years in the financial industry, since December 1996, across 1 adviser firm.
What exams has Raymond Schwabe passed?
Raymond Schwabe has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 1996. FINRA credited Raymond Schwabe with the SIE, which began in October 2018.
Where is Raymond Schwabe based?
Raymond Schwabe’s registered office is in Garden City, NY.
Is Raymond Schwabe registered with FINRA?
Yes. Raymond Schwabe has a current broker registration, under CRD 2812702.
Source: FINRA BrokerCheck
How can I verify Raymond Schwabe’s record?
Search CRD 2812702 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Raymond Schwabe’s full registration record.
