Raymond Samuels has been an investment adviser representative at Lumida Wealth Management since November 2025, and is not listed among the firm’s executive officers or direct owners.
Lumida Wealth Management LLC is a Wayne, NJ firm with $133M under management, 44 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Raymond Samuels’ longest registration was 7 years at UBS Financial Services Inc. (2014–2022). Before joining Lumida Wealth Management in 2025, Raymond Samuels was registered through Fidelity Personal and Workplace Advisors and UBS Financial Services Inc.
- Lumida Wealth Management LLCCurrent– present · under a yearWayne, NJ · Adviser representative · Firm CRD 323410
- Fidelity Personal and Workplace Advisors– · 1 yearMillburn, NJ · Adviser representative · Firm CRD 288590
- UBS Financial Services Inc.– · 7 yearsNew York, NY · Adviser representative · Firm CRD 8174
- Morgan Stanley– · 1 yearNew York, NY · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Raymond Samuels is registered as an investment adviser representative in New Jersey, since November 2025.
- New JerseySince 26 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 May 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 2012 |
| Series 7 | General Securities Representative Examination | 31 August 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Raymond Quinn Samuels
- CRD
- 6068979
- Firm
- Lumida Wealth Management · CRD 323410
- Office
- 1200 PREAKNESS AVENUE, SUITE B1200, Wayne, NJ 07470
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Raymond Samuels work?
Raymond Samuels is an investment adviser representative registered through Lumida Wealth Management LLC since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Raymond Samuels a financial advisor?
Yes. Raymond Samuels has a current investment-adviser registration in New Jersey, through Lumida Wealth Management since November 2025.
How many years of experience does Raymond Samuels have?
Raymond Samuels has 12 years in the financial industry, since March 2014, across 4 adviser firms.
What exams has Raymond Samuels passed?
Raymond Samuels has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in August 2012. FINRA credited Raymond Samuels with the SIE, which began in October 2018.
Where did Raymond Samuels work before Lumida Wealth Management?
Before Lumida Wealth Management, Raymond Samuels was registered through Fidelity Personal and Workplace Advisors, February 2023 to December 2024; UBS Financial Services Inc., December 2014 to September 2022; Morgan Stanley, May 2013 to November 2014.
Where is Raymond Samuels based?
Raymond Samuels’ registered office is in Wayne, NJ.
Is Raymond Samuels registered with FINRA?
No. Raymond Samuels has no current broker registration.
How can I verify Raymond Samuels’ record?
Search CRD 6068979 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Raymond Samuels’ full registration record.
