Raymond Kozicki has been Partner/Chief Compliance Officer/Portfolio Manager/Managing Member of Midwest Financial Network since March 2019, is a control person of the firm and directly owns between 50% and 75% of it. Raymond Kozicki studied at Waldorf University.
Midwest Financial Network, LLC is a Tinley Park, IL firm with $142M under management, 218 clients and 2 advisers across 3 offices, as of its February 2026 filing.
Ray Kozicki is Managing Partner of Midwest Financial Network, LLC. Since 2005, he has been a financial advisor and resource for individuals and families. As the leader of the firm, he draws on a long history of informing clients about the retirement process to help them create financial strategies.
Raymond Kozicki’s longest registration is the current one, 7 years at Midwest Financial Network since 2019. Before joining Midwest Financial Network in 2019, Raymond Kozicki was registered through Evergreen Capital Management Inc and Horter Investment Management, LLC.
- – present · 7 yearsTinley Park, IL · Adviser representative · Firm CRD 302095
- Evergreen Capital Management Inc– · 1 yearchicago, IL · Adviser representative · Firm CRD 104670
- Horter Investment Management, LLC– · 2 yearsChicago, IL · Adviser representative · Firm CRD 119880
- First American National Investment Advisors, LLC– · under a yearTinley Park, IL · Adviser representative · Firm CRD 166212
- First Trust Advisors LP– · under a yearWheaton, IL · Adviser representative · Firm CRD 107027
Professional designations
Listed by Midwest Financial Network
- Master Registered Financial Consultant (MRFC®)
Investment adviser representative registrations
Raymond Kozicki is registered as an investment adviser representative in 3 states. The first approvals date from August 2019; the most recent is Indiana, in March 2022.
- IllinoisSince 7 August 2019
- IndianaSince 23 March 2022
- IowaSince 16 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 2005 |
| Series 7 | General Securities Representative Examination | 17 October 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Raymond Joseph Kozicki
- CRD
- 4990749
- Firm
- Midwest Financial Network · CRD 302095
- Role
- Partner/Chief Compliance Officer/Portfolio Manager/Managing Member
- Office
- 17244 OAK PARK AVENUE, Tinley Park, IL 60477
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- midwfinancial.com
Where does Raymond Kozicki work?
Raymond Kozicki has been Partner/Chief Compliance Officer/Portfolio Manager/Managing Member of Midwest Financial Network, LLC since March 2019, and is a control person of the firm.
Is Raymond Kozicki a financial advisor?
Yes. Raymond Kozicki has a current investment-adviser registration in Illinois, Indiana and Iowa, through Midwest Financial Network since August 2019.
How many years of experience does Raymond Kozicki have?
Raymond Kozicki has 12 years in the financial industry, since September 2014, across 5 adviser firms.
What exams has Raymond Kozicki passed?
Raymond Kozicki has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2005.
Where did Raymond Kozicki work before Midwest Financial Network?
Before Midwest Financial Network, Raymond Kozicki was registered through Evergreen Capital Management Inc, August 2017 to June 2019; Horter Investment Management, LLC, March 2015 to August 2017; First American National Investment Advisors, LLC, September 2014 to March 2015; First Trust Advisors LP, January 2009 to February 2009.
Where is Raymond Kozicki based?
Raymond Kozicki’s registered office is in Tinley Park, IL.
Is Raymond Kozicki registered with FINRA?
No. Raymond Kozicki has no current broker registration.
How can I verify Raymond Kozicki’s record?
Search CRD 4990749 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Raymond Kozicki’s full registration record.
