Raul Isern has been Managing Member and Chief Compliance Officer of Atlantic Family Wealth since May 2014, is a control person of the firm and directly owns 75% or more of it. Raul Isern holds a Florida Tech and an Executive MBA from the University of Miami.
Atlantic Family Wealth, LLC is a Coral Gables, FL firm with $210M under management, 251 clients and 1 adviser in one office, as of its March 2026 filing.
Raul Isern is Wealth Advisor of Atlantic Family Wealth, based in Coral Gables, FL. He founded the firm and serves families, business owners, and corporate retirement plans. Starting in 2003, his work experience includes Merrill Lynch, Morgan Stanley, and Lehman Brothers.
Raul Isern’s longest registration is the current one, 16 years at LPL Financial LLC since 2009. Before joining Atlantic Family Wealth in 2014, Raul Isern was registered through Barclays Capital Inc. and Lehman Brothers Inc.
- Atlantic Family Wealth, LLCCurrent– present · 12 yearsCoral Gables, FL · Adviser representative · Firm CRD 171062
- LPL Financial LLCAlso current– present · 16 yearsCoral Gables, FL · Adviser representative · Firm CRD 6413
- Barclays Capital Inc.– · under a yearMiami, FL · Adviser representative · Firm CRD 19714
- Lehman Brothers Inc.– · 4 yearsMiami, FL · Adviser representative · Firm CRD 7506
- Morgan Stanley & Co., Incorporated– · 2 yearsMiami, FL · Adviser representative · Firm CRD 8209
Professional designations
Listed by Atlantic Family Wealth
- CFP®
Investment adviser representative registrations
Raul Isern is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from November 2009; the most recent is Texas, in March 2019.
- FloridaSince 16 November 2009
- MassachusettsSince 29 February 2016
- TexasResidentSince 22 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 23 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 4 November 2002 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 14 November 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 14 November 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 October 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 February 1993 |
| Series 7 | General Securities Representative Examination | 7 January 1993 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Raul Alfonso Isern
- CRD
- 2308312
- Firm
- Atlantic Family Wealth · CRD 171062
- Role
- Managing Member and Chief Compliance Officer
- Office
- 6705 S RED ROAD, SUITE 604, Coral Gables, FL 33143
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- atlanticfamilywealth.com
Where does Raul Isern work?
Raul Isern has been Managing Member and Chief Compliance Officer of Atlantic Family Wealth, LLC since May 2014, and is a control person of the firm.
Is Raul Isern a financial advisor?
Yes. Raul Isern has a current investment-adviser registration in Florida, Massachusetts and Texas, through Atlantic Family Wealth since September 2014.
How many years of experience does Raul Isern have?
Raul Isern has 33 years in the financial industry, since July 1993, across 5 adviser firms.
What exams has Raul Isern passed?
Raul Isern has passed 7 licensing exams: the Series 7, Series 63, Series 65, Series 10, Series 9, Series 3 and Series 24. The earliest, the Series 7, was passed in January 1993. FINRA credited Raul Isern with the SIE, which began in October 2018.
Where did Raul Isern work before Atlantic Family Wealth?
Before Atlantic Family Wealth, Raul Isern was registered through Barclays Capital Inc., January 2009 to November 2009; Lehman Brothers Inc., November 2003 to October 2008; Morgan Stanley & Co., Incorporated, November 1999 to October 2002.
Where is Raul Isern based?
Raul Isern’s registered office is in Coral Gables, FL.
Is Raul Isern registered with FINRA?
Yes. Raul Isern has a current broker registration, under CRD 2308312.
Source: FINRA BrokerCheck
Is Raul Isern a CFP?
Atlantic Family Wealth lists Raul Isern with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Raul Isern, CFP ® biography, atlanticfamilywealth.com
How can I verify Raul Isern’s record?
Search CRD 2308312 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Raul Isern’s full registration record.