Rasik Sharma has been an investment adviser representative at Lumida Wealth Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
Lumida Wealth Management LLC is a Wayne, NJ firm with $133M under management, 44 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Rasik Sharma’s longest registration is the current one, under a year at Lumida Wealth Management since 2026. Before joining Lumida Wealth Management in 2026, Rasik Sharma was registered through TSG Alpha Partners, LLC.
- Lumida Wealth Management LLCCurrent– present · under a yearWayne, NJ · Adviser representative · Firm CRD 323410
- TSG Alpha Partners, LLC– · under a yearJersey City, NJ · Adviser representative · Firm CRD 319493
Investment adviser representative registrations
Rasik Sharma is registered as an investment adviser representative in New Jersey, since April 2026.
- New JerseySince 27 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 November 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 2025 |
| SIE | Securities Industry Essentials Examination | 21 June 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 8208653
- Firm
- Lumida Wealth Management · CRD 323410
- Office
- 1200 PREAKNESS AVENUE, SUITE B1200, Wayne, NJ 07470
- Registration
- Investment adviser registration
- In the industry since
- February 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Rasik Sharma work?
Rasik Sharma is an investment adviser representative registered through Lumida Wealth Management LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Rasik Sharma a financial advisor?
Yes. Rasik Sharma has a current investment-adviser registration in New Jersey, through Lumida Wealth Management since April 2026.
How many years of experience does Rasik Sharma have?
Rasik Sharma has 0 years in the financial industry, since February 2026, across 2 adviser firms.
What exams has Rasik Sharma passed?
Rasik Sharma has passed 3 licensing exams: the SIE, Series 63 and Series 65. The earliest, the SIE, was passed in June 2025.
Where did Rasik Sharma work before Lumida Wealth Management?
Before Lumida Wealth Management, Rasik Sharma was registered through TSG Alpha Partners, LLC, January 2026 to April 2026.
Where is Rasik Sharma based?
Rasik Sharma’s registered office is in Wayne, NJ.
Is Rasik Sharma registered with FINRA?
No. Rasik Sharma has no current broker registration.
How can I verify Rasik Sharma’s record?
Search CRD 8208653 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rasik Sharma’s full registration record.
