Randy Schatz has been an investment adviser representative at The Retirement Solution since September 2026, and is not listed among the firm’s executive officers or direct owners.
The Retirement Solution LLC is a Redmond, WA firm with $699M under management, 824 clients and 15 advisers across 5 offices, as of its May 2026 filing.
Randy Schatz’s longest registration was 6 years at John Hancock Investment Management LLC (2019–2025). Before joining The Retirement Solution in 2026, Randy Schatz was registered through John Hancock Investment Management LLC.
- The Retirement Solution LLCCurrent– present · under a yearGilbert, AZ · Adviser representative · Firm CRD 148106
- John Hancock Investment Management LLC– · 6 yearsTempe, AZ · Adviser representative · Firm CRD 105790
Investment adviser representative registrations
Randy Schatz is registered as an investment adviser representative in Arizona, since September 2026.
- ArizonaSince 29 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 October 2019 |
| Series 7TO | General Securities Representative Examination | 5 July 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 25 October 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 October 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randy Alan Schatz
- CRD
- 5764246
- Firm
- The Retirement Solution · CRD 148106
- Office
- Gilbert, AZ
- Registration
- Investment adviser registration
- In the industry since
- December 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Randy Schatz work?
Randy Schatz is an investment adviser representative registered through The Retirement Solution LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Randy Schatz a financial advisor?
Yes. Randy Schatz has a current investment-adviser registration in Arizona, through The Retirement Solution since September 2026.
How many years of experience does Randy Schatz have?
Randy Schatz has 9 years in the financial industry, since December 2016, across 2 adviser firms.
What exams has Randy Schatz passed?
Randy Schatz has passed 4 licensing exams: the Series 6, Series 63, Series 7TO and Series 66. The earliest, the Series 6, was passed in October 2016. FINRA credited Randy Schatz with the SIE, which began in October 2018.
Where did Randy Schatz work before The Retirement Solution?
Before The Retirement Solution, Randy Schatz was registered through John Hancock Investment Management LLC, October 2019 to October 2025.
Where is Randy Schatz based?
Randy Schatz’s registered office is in Gilbert, AZ.
Is Randy Schatz registered with FINRA?
No. Randy Schatz has no current broker registration.
How can I verify Randy Schatz’s record?
Search CRD 5764246 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Schatz’s full registration record.
- Thomas BlackPresident, Financial Planner
- Brian PetraitisChief Compliance Officer
James BlackCEO, Financial Planner