Randy Miller has been Chief Compliance Officer of Larson Financial Group since February 2019, is a control person of the firm and directly owns under 5% of it.
Larson Financial Group, LLC is a Saint Louis, MO firm with $5.48B under management, 4,961 clients and 68 advisers across 21 offices, as of its March 2026 filing.
Randy Miller’s longest registration is the current one, 19 years at Larson Financial Group since 2007. Before joining Larson Financial Group in 2007, Randy Miller was registered through Financial Network Investment Corporation and Ameriprise Financial Services, Inc.
- Larson Financial Group, LLCCurrent– present · 19 yearsSaint Louis, MO · Adviser representative · Firm CRD 140599
- Financial Network Investment Corporation– · 3 yearsSt. Louis, MO · Adviser representative · Firm CRD 13572
- Ameriprise Financial Services, Inc.– · 2 yearsChesterfield, MO · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Randy Miller is registered as an investment adviser representative in Illinois, since January 2011.
- IllinoisSince 3 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 27 December 2017 |
| Series 27 | Financial and Operations Principal Examination | 8 November 2017 |
| Series 24 | General Securities Principal Examination | 26 August 2016 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 27 June 2016 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 15 June 2016 |
| Series 66 | Uniform Combined State Law Examination | 16 May 2007 |
| Series 7 | General Securities Representative Examination | 16 June 2004 |
- Name
- Municipal Securities Representative Examination
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Randy Scott Miller
- CRD
- 4798775
- Firm
- Larson Financial Group · CRD 140599
- Role
- Chief Compliance Officer
- Office
- 100 N BROADWAY, SUITE 1700, Saint Louis, MO 63102
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Randy Miller work?
Randy Miller has been Chief Compliance Officer of Larson Financial Group, LLC since February 2019, and is a control person of the firm.
Is Randy Miller a financial advisor?
Yes. Randy Miller has a current investment-adviser registration in Illinois, through Larson Financial Group since July 2007.
How many years of experience does Randy Miller have?
Randy Miller has 21 years in the financial industry, since October 2004, across 3 adviser firms.
What exams has Randy Miller passed?
Randy Miller has passed 10 licensing exams: the Series 7, Series 66, Series 10, Series 9, Series 24, Series 27, Series 53, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in June 2004. FINRA credited Randy Miller with the SIE, which began in October 2018.
Where did Randy Miller work before Larson Financial Group?
Before Larson Financial Group, Randy Miller was registered through Ameriprise Financial Services, Inc., June 2004 to October 2006.
Where is Randy Miller based?
Randy Miller’s registered office is in Saint Louis, MO.
Is Randy Miller registered with FINRA?
Yes. Randy Miller has a current broker registration, under CRD 4798775.
Source: FINRA BrokerCheck
How can I verify Randy Miller’s record?
Search CRD 4798775 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Randy Miller’s full registration record.
