Randolph Rogers has been Chief Compliance Officer/CFO of Merrion Investment Management since November 2005, is a control person of the firm and directly owns under 5% of it. Randolph Rogers holds a B.A. in Economics from Williams College and an M.B.A. from New York University.
Merrion Investment Management Co, LLC is a Cranford, NJ firm with $245M under management, 37 clients and 3 advisers across 2 offices, as of its February 2026 filing.
Randolph C. Rogers is Chief Financial Officer and Chief Compliance Officer of Merrion. He joined Merrion in 2004. Before that he was a Vice President in the Finance Department at Goldman Sachs, and he is a past president of the Board of Trustees of the Wardlaw-Hartridge School.
No adviser firm registrations are on Randolph Rogers’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 August 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 July 2004 |
| Series 7 | General Securities Representative Examination | 13 July 2004 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Randolph Christian Rogers
- CRD
- 4821597
- Firm
- Merrion Investment Management · CRD 139143
- Role
- Chief Compliance Officer/CFO
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- merriongroup.net
Where does Randolph Rogers work?
Randolph Rogers has been Chief Compliance Officer/CFO of Merrion Investment Management Co, LLC since November 2005, and is a control person of the firm.
Does Randolph Rogers have a current investment-adviser registration?
Randolph Rogers has no current investment-adviser or broker registration.
What exams has Randolph Rogers passed?
Randolph Rogers has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 14, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in July 2004. FINRA credited Randolph Rogers with the SIE, which began in October 2018.
Is Randolph Rogers registered with FINRA?
No. Randolph Rogers has no current broker registration.
How can I verify Randolph Rogers’ record?
Search CRD 4821597 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randolph Rogers’ full registration record.