Randall Newton has been an investment adviser representative at Eagle Wealth Management Group since July 2024, and is not listed among the firm’s executive officers or direct owners.
Eagle Wealth Management Group Inc. is a Valencia, CA firm with $418M under management, 480 clients and 5 advisers across 3 offices, as of its April 2026 filing.
Randall Newton’s longest registration was 10 years at Crown Capital Securities, L.P. (2013–2023). Before joining Eagle Wealth Management Group in 2024, Randall Newton was registered through Crown Capital Securities, L.P. and FFP Advisory Services Inc.
- – present · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 327052
- Crown Capital Securities, L.P.– · 10 yearsCharlotte, NC · Adviser representative · Firm CRD 6312
- FFP Advisory Services Inc– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 110778
Investment adviser representative registrations
Randall Newton is registered as an investment adviser representative in 2 states. The first approvals date from July 2024; the most recent is North Carolina, in August 2024.
- North CarolinaSince 1 August 2024
- South CarolinaSince 7 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 September 2011 |
| Series 7 | General Securities Representative Examination | 26 July 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Randall Carlisle Newton
- CRD
- 2849862
- Firm
- Eagle Wealth Management Group · CRD 327052
- Office
- 301 S. McDowell St., Suite 604, Charlotte, NC 28204
- Registration
- Investment adviser registration
- In the industry since
- December 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Randall Newton work?
Randall Newton is an investment adviser representative registered through Eagle Wealth Management Group Inc. since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Randall Newton a financial advisor?
Yes. Randall Newton has a current investment-adviser registration in North Carolina and South Carolina, through Eagle Wealth Management Group since July 2024.
How many years of experience does Randall Newton have?
Randall Newton has 19 years in the financial industry, since December 2006, across 3 adviser firms.
What exams has Randall Newton passed?
Randall Newton has passed 4 licensing exams: the Series 63, Series 65, Series 7 and Series 66. The earliest, the Series 63, was passed in September 1999. FINRA credited Randall Newton with the SIE, which began in October 2018.
Where did Randall Newton work before Eagle Wealth Management Group?
Before Eagle Wealth Management Group, Randall Newton was registered through Crown Capital Securities, L.P., July 2013 to November 2023; FFP Advisory Services Inc, August 2001 to October 2002.
Where is Randall Newton based?
Randall Newton’s registered office is in Charlotte, NC.
Is Randall Newton registered with FINRA?
No. Randall Newton has no current broker registration.
How can I verify Randall Newton’s record?
Search CRD 2849862 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randall Newton’s full registration record.