Ralston Turner has been an investment adviser representative at Tradewinds since January 2026, and is not listed among the firm’s executive officers or direct owners.
Tradewinds, LLC is a Raleigh, NC firm with $659M under management, 505 clients and 9 advisers in one office, as of its March 2026 filing.
Ralston Turner’s longest registration was 5 years at Morgan Stanley (2020–2026). Before joining Tradewinds in 2026, Ralston Turner was registered through Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Tradewinds, LLCCurrent– present · under a yearRaleigh, NC · Adviser representative · Firm CRD 316415
- Morgan Stanley– · 5 yearsRaleigh, NC · Adviser representative · Firm CRD 149777
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsFlorence, AL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Ralston Turner is registered as an investment adviser representative in North Carolina, since January 2026.
- North CarolinaSince 5 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 17 September 2018 |
| Series 66 | Uniform Combined State Law Examination | 11 June 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- CRD
- 6836931
- Firm
- Tradewinds · CRD 316415
- Office
- 4600 MARRIOTT DR., SUITE 200, Raleigh, NC 27612
- Registration
- Investment adviser registration
- In the industry since
- September 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Ralston Turner work?
Ralston Turner is an investment adviser representative registered through Tradewinds, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Ralston Turner a financial advisor?
Yes. Ralston Turner has a current investment-adviser registration in North Carolina, through Tradewinds since January 2026.
How many years of experience does Ralston Turner have?
Ralston Turner has 8 years in the financial industry, since September 2018, across 3 adviser firms.
What exams has Ralston Turner passed?
Ralston Turner has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in June 2018. FINRA credited Ralston Turner with the SIE, which began in October 2018.
Where did Ralston Turner work before Tradewinds?
Before Tradewinds, Ralston Turner was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2018 to September 2020.
Where is Ralston Turner based?
Ralston Turner’s registered office is in Raleigh, NC.
Is Ralston Turner registered with FINRA?
No. Ralston Turner has no current broker registration.
How can I verify Ralston Turner’s record?
Search CRD 6836931 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ralston Turner’s full registration record.
