Quan Nguyen has been an investment adviser representative at Catalyst Wealth Management since April 2024, and is not listed among the firm’s executive officers or direct owners.
Catalyst Wealth Management LLC is a Houston, TX firm with $105M under management, 9,549 clients and 25 advisers across 14 offices, as of its September 2026 filing.
Quan Nguyen’s longest registration is the current one, 2 years at Innovation Partners LLC since 2024. Before joining Catalyst Wealth Management in 2024, Quan Nguyen was registered through GWN Securities Inc.
- – present · 2 yearsMcKinney, TX · Adviser representative · Firm CRD 329586
- Innovation Partners LLCAlso current– present · 2 yearsMcKinney, TX · Adviser representative and broker · Firm CRD 146344
- GWN Securities Inc.– · 1 yearHouston, TX · Adviser representative · Firm CRD 128929
Investment adviser representative registrations
Quan Nguyen is registered as an investment adviser representative in Texas, since April 2024.
- TexasSince 19 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 July 2022 |
| Series 7TO | General Securities Representative Examination | 19 April 2021 |
| SIE | Securities Industry Essentials Examination | 3 March 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Quan Dat Anh Nguyen
- CRD
- 7350680
- Firm
- Catalyst Wealth Management · CRD 329586
- Office
- McKinney, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Quan Nguyen work?
Quan Nguyen is an investment adviser representative registered through Catalyst Wealth Management LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Quan Nguyen a financial advisor?
Yes. Quan Nguyen has a current investment-adviser registration in Texas, through Catalyst Wealth Management since April 2024.
How many years of experience does Quan Nguyen have?
Quan Nguyen has 5 years in the financial industry, since April 2021, across 3 adviser firms.
What exams has Quan Nguyen passed?
Quan Nguyen has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2021.
Where did Quan Nguyen work before Catalyst Wealth Management?
Before Catalyst Wealth Management, Quan Nguyen was registered through GWN Securities Inc., July 2022 to April 2024.
Where is Quan Nguyen based?
Quan Nguyen’s registered office is in McKinney, TX.
Is Quan Nguyen registered with FINRA?
Yes. Quan Nguyen has a current broker registration, under CRD 7350680.
Source: FINRA BrokerCheck
How can I verify Quan Nguyen’s record?
Search CRD 7350680 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Quan Nguyen’s full registration record.
