Preston Vaught has been an investment adviser representative at TLWM since March 2018, and is not listed among the firm’s executive officers or direct owners.
TLWM, LLC is a San Antonio, TX firm with $605M under management, 1,262 clients and 9 advisers across 5 offices, as of its March 2026 filing.
Preston Vaught’s longest registration is the current one, 8 years at TLWM since 2018. Before joining TLWM in 2018, Preston Vaught was registered through S Harris Financial Group, LLC and Edward Jones.
- S Harris Financial Group, LLC– · 1 yearSan Antonio, TX · Adviser representative · Firm CRD 151899
- Edward Jones– · under a yearSchertz, TX · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Preston Vaught is registered as an investment adviser representative in Texas, since March 2018.
- TexasSince 7 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 October 2015 |
| Series 7 | General Securities Representative Examination | 15 September 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Preston James Vaught
- CRD
- 6533983
- Firm
- TLWM · CRD 158305
- Office
- 40 NE Loop 410, Suite 644, San Antonio, TX 78216
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Preston Vaught work?
Preston Vaught is an investment adviser representative registered through TLWM, LLC since March 2018, and is not listed among the firm’s executive officers or direct owners.
Is Preston Vaught a financial advisor?
Yes. Preston Vaught has a current investment-adviser registration in Texas, through TLWM since March 2018.
How many years of experience does Preston Vaught have?
Preston Vaught has 11 years in the financial industry, since September 2015, across 3 adviser firms.
What exams has Preston Vaught passed?
Preston Vaught has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2015. FINRA credited Preston Vaught with the SIE, which began in October 2018.
Where did Preston Vaught work before TLWM?
Before TLWM, Preston Vaught was registered through Edward Jones, November 2015 to May 2016.
Where is Preston Vaught based?
Preston Vaught’s registered office is in San Antonio, TX.
Is Preston Vaught registered with FINRA?
Yes. Preston Vaught has a current broker registration, under CRD 6533983.
Source: FINRA BrokerCheck
How can I verify Preston Vaught’s record?
Search CRD 6533983 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Preston Vaught’s full registration record.