Prashant Sabapathi has been Chief Compliance Officer of Elite Income Advisors since March 2017, is a control person of the firm and directly owns between 10% and 25% of it.
Elite Income Advisors, Inc. is an Ellicott City, MD firm with $213M under management, 662 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Prashant Sabapathi’s longest registration is the current one, 9 years at Elite Income Advisors since 2017. Before joining Elite Income Advisors in 2017, Prashant Sabapathi was registered through Investment Advisors Corp and Metlife Securities Inc.
- Elite Income Advisors, Inc.Current– present · 9 yearsEllicott City, MD · Adviser representative · Firm CRD 285429
- Investment Advisors Corp– · 1 yearMillersville, MD · Adviser representative · Firm CRD 117531
- Metlife Securities Inc.– · 1 yearElkridge, MD · Adviser representative · Firm CRD 14251
Investment adviser representative registrations
Prashant Sabapathi is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2017; the most recent is Texas, in October 2020.
- MarylandSince 20 March 2017
- TexasResidentSince 22 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 November 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 October 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Prashant Ramesh Sabapathi
- CRD
- 6122231
- Firm
- Elite Income Advisors · CRD 285429
- Role
- Chief Compliance Officer
- Office
- 6011 UNIVERSITY BOULEVARD, SUITE # 350, Ellicott City, MD 21043
- Registration
- Investment adviser registration
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Prashant Sabapathi work?
Prashant Sabapathi has been Chief Compliance Officer of Elite Income Advisors, Inc. since March 2017, and is a control person of the firm.
Is Prashant Sabapathi a financial advisor?
Yes. Prashant Sabapathi has a current investment-adviser registration in Maryland and Texas, through Elite Income Advisors since March 2017.
How many years of experience does Prashant Sabapathi have?
Prashant Sabapathi has 13 years in the financial industry, since June 2013, across 3 adviser firms.
What exams has Prashant Sabapathi passed?
Prashant Sabapathi has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2012. FINRA credited Prashant Sabapathi with the SIE, which began in October 2018.
Where did Prashant Sabapathi work before Elite Income Advisors?
Before Elite Income Advisors, Prashant Sabapathi was registered through Investment Advisors Corp, July 2015 to March 2017; Metlife Securities Inc., November 2013 to November 2014.
Where is Prashant Sabapathi based?
Prashant Sabapathi’s registered office is in Ellicott City, MD.
Is Prashant Sabapathi registered with FINRA?
No. Prashant Sabapathi has no current broker registration.
How can I verify Prashant Sabapathi’s record?
Search CRD 6122231 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Prashant Sabapathi’s full registration record.