Phillip Leonard has been Chief Compliance Officer, Chief Executive Officer of Terra Wealth Management since March 2022, is a control person of the firm and directly owns under 5% of it. Phillip Leonard studied at East Carolina University.
Terra Wealth Management, LLC is a High Point, NC firm with $152M under management, 572 clients and 6 advisers across 6 offices, as of its March 2026 filing.
Scott Leonard is Founder & CEO of TerraWealth. He is a 17 year veteran of the financial services industry. His background includes sudden wealth and working with high net worth families, based on his training with the Money, Means, and Choices Institute.
No adviser firm registrations are on Phillip Leonard’s record.
Professional designations
Listed by Terra Wealth Management
- Registered Financial Gerontologist
- Certified Fund Specialist
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 3 September 2015 |
| Series 7 | General Securities Representative Examination | 4 January 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 February 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Phillip Scott Leonard
- CRD
- 4906018
- Firm
- Terra Wealth Management · CRD 320643
- Role
- Chief Compliance Officer, Chief Executive Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- terrawealth.com
Where does Phillip Leonard work?
Phillip Leonard has been Chief Compliance Officer, Chief Executive Officer of Terra Wealth Management, LLC since March 2022, and is a control person of the firm.
Does Phillip Leonard have a current investment-adviser registration?
Phillip Leonard has a current broker registration and no current investment-adviser registration.
What exams has Phillip Leonard passed?
Phillip Leonard has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 26. The earliest, the Series 6, was passed in February 2005. FINRA credited Phillip Leonard with the SIE, which began in October 2018.
Is Phillip Leonard registered with FINRA?
Yes. Phillip Leonard has a current broker registration, under CRD 4906018.
Source: FINRA BrokerCheck
How can I verify Phillip Leonard’s record?
Search CRD 4906018 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Phillip Leonard’s full registration record.