Philip Tetley has been Managing Member of Tetley Investments since July 2012, is a control person of the firm and directly owns 75% or more of it. Philip Tetley holds a B.A. in Business Administration from Illinois Wesleyan University.
Tetley Investments, LLC is a Park Ridge, IL firm with $194M under management, 172 clients and 2 advisers in one office, as of its March 2026 filing.
Phil Tetley founded Tetley Investments, a Registered Investment Advisory firm, in 2012. He started in the investment industry in 1993 and has over two decades of investment management experience at institutions such as Northern Trust Bank and Robert W. Baird.
Philip Tetley’s longest registration is the current one, 14 years at Tetley Investments since 2012. Before joining Tetley Investments in 2012, Philip Tetley was registered through Robert W. Baird & Co. Incorporated and Northern Trust Securities, Inc.
- Tetley Investments, LLCCurrent– present · 14 yearsPark Ridge, IL · Adviser representative · Firm CRD 164130
- Robert W. Baird & Co. Incorporated– · 3 yearsChicago, IL · Adviser representative · Firm CRD 8158
- Northern Trust Securities, Inc– · 7 yearsChicago, IL · Adviser representative · Firm CRD 7927
Investment adviser representative registrations
Philip Tetley is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2012; the most recent is Texas, in January 2015.
- IllinoisSince 20 July 2012
- TexasResidentSince 28 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 1 August 2001 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 3 February 1997 |
| Series 4 | Registered Options Principal Examination | 31 October 1996 |
| Series 24 | General Securities Principal Examination | 29 August 1994 |
| Series 7 | General Securities Representative Examination | 5 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 November 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 November 1993 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Philip Paul Tetley
- CRD
- 2403339
- Firm
- Tetley Investments · CRD 164130
- Role
- Managing Member
- Office
- 444 N NORTHWEST HWY., SUITE 245, Park Ridge, IL 60068
- Registration
- Investment adviser registration
- In the industry since
- March 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tetleyinvestments.com
Where does Philip Tetley work?
Philip Tetley has been Managing Member of Tetley Investments, LLC since July 2012, and is a control person of the firm.
Is Philip Tetley a financial advisor?
Yes. Philip Tetley has a current investment-adviser registration in Illinois and Texas, through Tetley Investments since July 2012.
How many years of experience does Philip Tetley have?
Philip Tetley has 24 years in the financial industry, since March 2002, across 3 adviser firms.
What exams has Philip Tetley passed?
Philip Tetley has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 4, Series 8 and Series 66. The earliest, the Series 6, was passed in November 1993.
Where did Philip Tetley work before Tetley Investments?
Before Tetley Investments, Philip Tetley was registered through Northern Trust Securities, Inc, March 2002 to March 2009.
Where is Philip Tetley based?
Philip Tetley’s registered office is in Park Ridge, IL.
Is Philip Tetley registered with FINRA?
No. Philip Tetley has no current broker registration.
How can I verify Philip Tetley’s record?
Search CRD 2403339 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Philip Tetley’s full registration record.
Ian KosVice President- Gery SadzewiczChief Compliance Officer