Philip Sparacino has been Managing Member/Chief Compliance Officer of Disciplined Portfolio Solutions since December 2011, is a control person of the firm and directly owns 75% or more of it.
Disciplined Portfolio Solutions LLC is a firm with $231M under management, 59 clients and 1 adviser across 2 offices, as of its February 2026 filing.
Philip Sparacino is Founder and Managing Principal of Disciplined Portfolio Solutions (DPS).
- – present · 4 yearsLeland, NC · Adviser representative · Firm CRD 160072
Professional designations
Listed by Disciplined Portfolio Solutions
- AWMA®
Investment adviser representative registrations
Philip Sparacino is registered as an investment adviser representative in 2 states. The first approvals date from December 2021; the most recent is North Carolina, in July 2023.
- New YorkSince 21 December 2021
- North CarolinaSince 24 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 July 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 20 September 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 5 September 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 January 1997 |
| Series 7 | General Securities Representative Examination | 24 December 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2836992
- Firm
- Disciplined Portfolio Solutions · CRD 160072
- Role
- Managing Member/Chief Compliance Officer
- Office
- Leland, NC
- Registration
- Investment adviser registration
- In the industry since
- December 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dpsinvesting.com
Where does Philip Sparacino work?
Philip Sparacino has been Managing Member/Chief Compliance Officer of Disciplined Portfolio Solutions LLC since December 2011, and is a control person of the firm.
Is Philip Sparacino a financial advisor?
Yes. Philip Sparacino has a current investment-adviser registration in New York and North Carolina, through Disciplined Portfolio Solutions since December 2021.
How many years of experience does Philip Sparacino have?
Philip Sparacino has 4 years in the financial industry, since December 2021, across 1 adviser firm.
What exams has Philip Sparacino passed?
Philip Sparacino has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 65. The earliest, the Series 7, was passed in December 1996.
Where is Philip Sparacino based?
Philip Sparacino’s registered office is in Leland, NC.
Is Philip Sparacino registered with FINRA?
No. Philip Sparacino has no current broker registration.
How can I verify Philip Sparacino’s record?
Search CRD 2836992 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Philip Sparacino’s full registration record.