Peter Uihlein has been an investment adviser representative at Lifeworks Advisors since May 2024, and is not listed among the firm’s executive officers or direct owners.
Lifeworks Advisors, LLC is a Grand Rapids, MI firm with $967M under management, 1,814 clients and 40 advisers across 37 offices, as of its June 2026 filing.
Peter Uihlein’s longest registration was 4 years at Vincere Wealth Management, LLC (2020–2024). Before joining Lifeworks Advisors in 2024, Peter Uihlein was registered through Vincere Wealth Management, LLC and Raymond James Financial Services Advisors, Inc.
- Vincere Wealth Management, LLC– · 4 yearsIndianapolis, IN · Adviser representative · Firm CRD 293852
- Raymond James Financial Services Advisors, Inc– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 149018
- TD Ameritrade Investment Management, LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 1 yearChicago, IL · Adviser representative · Firm CRD 7870
- Northwestern Mutual Investment Services,llc– · 1 yearChicago, IL · Adviser representative · Firm CRD 2881
- Bmo Harris Financial Advisors, Inc– · 3 yearsChicago, IL · Adviser representative · Firm CRD 137115
Investment adviser representative registrations
Peter Uihlein is registered as an investment adviser representative in Indiana, since May 2024.
- IndianaSince 13 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 January 2012 |
| Series 7 | General Securities Representative Examination | 14 April 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 September 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 September 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Peter Timothy Uihlein
- CRD
- 5834932
- Firm
- Lifeworks Advisors · CRD 288255
- Registration
- Investment adviser registration
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Peter Uihlein work?
Peter Uihlein is an investment adviser representative registered through Lifeworks Advisors, LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Peter Uihlein a financial advisor?
Yes. Peter Uihlein has a current investment-adviser registration in Indiana, through Lifeworks Advisors since May 2024.
How many years of experience does Peter Uihlein have?
Peter Uihlein has 15 years in the financial industry, since November 2010, across 7 adviser firms.
What exams has Peter Uihlein passed?
Peter Uihlein has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2010. FINRA credited Peter Uihlein with the SIE, which began in October 2018.
Where did Peter Uihlein work before Lifeworks Advisors?
Before Lifeworks Advisors, Peter Uihlein was registered through Raymond James Financial Services Advisors, Inc, January 2019 to June 2020; TD Ameritrade Investment Management, LLC, June 2017 to January 2019; TD Ameritrade, Inc., June 2017 to January 2019; Northwestern Mutual Investment Services,llc, August 2015 to June 2017; Bmo Harris Financial Advisors, Inc, January 2012 to August 2015.
Is Peter Uihlein registered with FINRA?
No. Peter Uihlein has no current broker registration.
How can I verify Peter Uihlein’s record?
Search CRD 5834932 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Uihlein’s full registration record.
