Peter Goodman has been an investment adviser representative at SFI Advisors since May 2017, and is not listed among the firm’s executive officers or direct owners. Peter Goodman holds an MBA in finance from Vanderbilt University and a BA from Davidson College.
Sfi Advisors, LLC is a Montclair, NJ firm with $176M under management, 304 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Peter E. Goodman is Director, Insurance Services of SFI Advisors, where he leads Insurance and Risk Management Services. His experience includes wealth management and estate planning, business owner and key person succession, executive benefits and qualified retirement plans. He joined SFI Advisors in January 2001 through a merger with Phillip E. Goodman, Inc., and previously worked for the Henry Deppe Guardian Life Agency.
Peter Goodman’s longest registration was 14 years at NFP Advisor Services, LLC (2002–2016). Before joining SFI Advisors in 2017, Peter Goodman was registered through Kestra Advisory Services, LLC and NFP Advisor Services, LLC.
- Sfi Advisors, LLCCurrent– present · 9 yearsMontclair, NJ · Adviser representative · Firm CRD 287929
- Kestra Advisory Services, LLC– · 1 yearMontclair, NJ · Adviser representative · Firm CRD 283330
- NFP Advisor Services, LLC– · 14 yearsMontclair, NJ · Adviser representative · Firm CRD 42046
Professional designations
Listed by SFI Advisors
- Accredited Estate Planner (AEP)
- Chartered Life Underwriter® (CLU®)
- Chartered Financial Consultant® (ChFC®)
Investment adviser representative registrations
Peter Goodman is registered as an investment adviser representative in New Jersey, since May 2017.
- New JerseySince 23 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 6 June 1988 |
| Series 7 | General Securities Representative Examination | 16 April 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peter Elliott Goodman
- CRD
- 1826165
- Firm
- SFI Advisors · CRD 287929
- Office
- 79 MIDLAND AVE., Montclair, NJ 07042
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sfiadvisors.com
Where does Peter Goodman work?
Peter Goodman is an investment adviser representative registered through Sfi Advisors, LLC since May 2017, and is not listed among the firm’s executive officers or direct owners.
Is Peter Goodman a financial advisor?
Yes. Peter Goodman has a current investment-adviser registration in New Jersey, through SFI Advisors since May 2017.
How many years of experience does Peter Goodman have?
Peter Goodman has 38 years in the financial industry, since April 1988, across 3 adviser firms.
What exams has Peter Goodman passed?
Peter Goodman has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 1988. FINRA credited Peter Goodman with the SIE, which began in October 2018.
Where did Peter Goodman work before SFI Advisors?
Before SFI Advisors, Peter Goodman was registered through Kestra Advisory Services, LLC, April 2016 to May 2017; NFP Advisor Services, LLC, June 2002 to September 2016.
Where is Peter Goodman based?
Peter Goodman’s registered office is in Montclair, NJ.
Is Peter Goodman registered with FINRA?
Yes. Peter Goodman has a current broker registration, under CRD 1826165.
Source: FINRA BrokerCheck
How can I verify Peter Goodman’s record?
Search CRD 1826165 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Peter Goodman’s full registration record.