Peter Earp has been an investment adviser representative at Gambit Capital Management since January 2024, and is not listed among the firm’s executive officers or direct owners. Peter Earp holds a Bachelor of Science in Finance from Arizona State University.
Gambit Capital Management, LLC is a firm with $167M under management, 107 clients and 6 advisers across 4 offices, as of its August 2026 filing.
Peter Earp is Senior Wealth Advisor of Gambit Capital Management, LLC. Pete has over 19 years of experience in wealth management and financial planning and joined Gambit Capital Management, LLC in 2024. Prior to joining, Pete was a Senior Financial Consultant at Charles Schwab in St Paul, MN.
Peter Earp’s longest registration was 4 years at Charles Schwab & Co., Inc. (2014–2018). Before joining Gambit Capital Management in 2024, Peter Earp was registered through Charles Schwab & Co., Inc.
- – present · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 318313
- Charles Schwab & Co., Inc.– · 4 yearsSt. Paul, MN · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Peter Earp is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from January 2024; the most recent is Arizona, in November 2024.
- ArizonaSince 27 November 2024
- MinnesotaSince 4 January 2024
- TennesseeSince 10 January 2024
- TexasResidentSince 3 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 December 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 12 May 2006 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 3 March 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 October 2000 |
| Series 7 | General Securities Representative Examination | 5 October 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peter Allan Earp
- CRD
- 4224268
- Firm
- Gambit Capital Management · CRD 318313
- Office
- Phoenix, AZ
- Registration
- Investment adviser registration
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gambitcm.com
Where does Peter Earp work?
Peter Earp is an investment adviser representative registered through Gambit Capital Management, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Peter Earp a financial advisor?
Yes. Peter Earp has a current investment-adviser registration in Arizona, Minnesota, Tennessee and Texas, through Gambit Capital Management since January 2024.
How many years of experience does Peter Earp have?
Peter Earp has 21 years in the financial industry, since October 2005, across 2 adviser firms.
What exams has Peter Earp passed?
Peter Earp has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 65. The earliest, the Series 7, was passed in October 2000. FINRA credited Peter Earp with the SIE, which began in October 2018.
Where did Peter Earp work before Gambit Capital Management?
Before Gambit Capital Management, Peter Earp was registered through Charles Schwab & Co., Inc., January 2014 to December 2018.
Where is Peter Earp based?
Peter Earp’s registered office is in Phoenix, AZ.
Is Peter Earp registered with FINRA?
No. Peter Earp has no current broker registration.
How can I verify Peter Earp’s record?
Search CRD 4224268 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Earp’s full registration record.
