Peter D'Agati has been President/Sole Member/Owner of Stembrook Asset Management since March 2006, is a control person of the firm and directly owns 75% or more of it. Peter D'Agati holds a Bachelor of Science in Mathematics and Finance from Providence College.
Stembrook Asset Management, LLC is a Red Bank, NJ firm with $148M under management, 37 clients and 2 advisers across 4 offices, as of its March 2026 filing.
Peter D'Agati is Founder and President of Stembrook Asset Management. He is actively involved in all investment and research activities of the firm. Before founding Stembrook, he was founder and Head of Portfolio Strategy Research at Brown Brothers Harriman, where he developed high-level investment strategies for high-net-worth individuals, endowments, foundations, trusts, and institutions. Previously, he spent four years with Lazard Asset Management.
- – present · 19 yearsJersey City, NJ · Adviser representative · Firm CRD 144116
Professional designations
Listed by Stembrook Asset Management
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Peter D'Agati is registered as an investment adviser representative in 2 states. The first approvals date from August 2007; the most recent is New York, in April 2021.
- New JerseySince 7 August 2007
- New YorkSince 7 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 27 November 2006 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 27 November 2006 |
| Series 7 | General Securities Representative Examination | 1 October 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 1999 |
| Series 4 | Registered Options Principal Examination | 22 December 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 February 1998 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Peter David D'Agati
- CRD
- 2406649
- Firm
- Stembrook Asset Management · CRD 144116
- Role
- President/Sole Member/Owner
- Office
- 83 WAYNE STREET, SUITE 101, Jersey City, NJ 07302
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stembrook.com
Where does Peter D'Agati work?
Peter D'Agati has been President/Sole Member/Owner of Stembrook Asset Management, LLC since March 2006, and is a control person of the firm.
Is Peter D'Agati a financial advisor?
Yes. Peter D'Agati has a current investment-adviser registration in New Jersey and New York, through Stembrook Asset Management since August 2007.
How many years of experience does Peter D'Agati have?
Peter D'Agati has 19 years in the financial industry, since August 2007, across 1 adviser firm.
What exams has Peter D'Agati passed?
Peter D'Agati has passed 6 licensing exams: the Series 63, Series 4, Series 65, Series 7, Series 10 and Series 9. The earliest, the Series 63, was passed in February 1998.
Where is Peter D'Agati based?
Peter D'Agati’s registered office is in Jersey City, NJ.
Is Peter D'Agati registered with FINRA?
No. Peter D'Agati has no current broker registration.
Is Peter D'Agati a CFA charterholder?
Stembrook Asset Management lists Peter D'Agati with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Peter D'Agati’s record?
Search CRD 2406649 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter D'Agati’s full registration record.
