Peggy Hauser has been an investment adviser representative at Sage Private Wealth Group since May 2016, and is not listed among the firm’s executive officers or direct owners.
Sage Private Wealth Group, LLC is an Oakbrook Terrace, IL firm with $441M under management, 482 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Peggy Hauser’s longest registration is the current one, 10 years at Sage Private Wealth Group since 2016. Before joining Sage Private Wealth Group in 2016, Peggy Hauser was registered through Raymond James Financial Services Advisors, Inc.
- – present · 10 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 173399
- Raymond James Financial Services Advisors, Inc– · 4 yearsOakbrook, IL · Adviser representative · Firm CRD 149018
Investment adviser representative registrations
Peggy Hauser is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2016; the most recent is Texas, in November 2020.
- IllinoisSince 9 May 2016
- TexasResidentSince 16 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 November 2015 |
| Series 7 | General Securities Representative Examination | 4 May 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peggy Lynn Hauser
- CRD
- 5282213
- Firm
- Sage Private Wealth Group · CRD 173399
- Office
- 18W140 BUTTERFIELD ROAD, SUITE 1160, Oakbrook Terrace, IL 60181
- Registration
- Investment adviser registration
- In the industry since
- May 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Peggy Hauser work?
Peggy Hauser is an investment adviser representative registered through Sage Private Wealth Group, LLC since May 2016, and is not listed among the firm’s executive officers or direct owners.
Is Peggy Hauser a financial advisor?
Yes. Peggy Hauser has a current investment-adviser registration in Illinois and Texas, through Sage Private Wealth Group since May 2016.
How many years of experience does Peggy Hauser have?
Peggy Hauser has 11 years in the financial industry, since May 2015, across 2 adviser firms.
What exams has Peggy Hauser passed?
Peggy Hauser has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2015. FINRA credited Peggy Hauser with the SIE, which began in October 2018.
Where is Peggy Hauser based?
Peggy Hauser’s registered office is in Oakbrook Terrace, IL.
Is Peggy Hauser registered with FINRA?
No. Peggy Hauser has no current broker registration.
How can I verify Peggy Hauser’s record?
Search CRD 5282213 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peggy Hauser’s full registration record.
