Skip to content
Paul Wachter, portrait

Paul Wachter

Chief at Msa Advisors

No current adviser or broker registrationUpdated

Paul Wachter is Chief of Msa Advisors, LLC, a Santa Monica investment adviser managing $9.65B. Paul Wachter has passed the Series 7.

1
Licensing exams

From the IAPD record, checked 21 October 2026SEC record

Career

Paul Wachter has been Chief of Msa Advisors since February 1997, is a control person of the firm and directly owns under 5% of it. Paul Wachter studied at Columbia Law School and Wharton School of the University of Pennsylvania.

Msa Advisors, LLC is a Santa Monica, CA firm with $9.65B under management, 74 clients and 17 advisers in one office, as of its March 2026 filing.

Paul Wachter is Founder and Chief Executive Officer of MSA. Since founding MSA in 1997, he has led financial and business strategy for transactions across media, music, entertainment, and sports. Prior to forming MSA, he was Managing Director and Head of Schroder & Co. Incorporated's Lodging and Gaming Group.

No adviser firm registrations are on Paul Wachter’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 710 December 1991
Name
General Securities Representative Examination

Key facts

Full name
Paul David Wachter
CRD
2183412
Firm
Msa Advisors · CRD 305170
Role
Chief
Registration
No current adviser or broker registration
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Paul Wachter work?

Paul Wachter has been Chief of Msa Advisors, LLC since February 1997, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Does Paul Wachter have a current investment-adviser registration?

Paul Wachter has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 21 October 2026

What exams has Paul Wachter passed?

Paul Wachter passed the Series 7 in December 1991. FINRA credited Paul Wachter with the SIE, which began in October 2018.

Source: IAPD individual record, checked 21 October 2026

Is Paul Wachter registered with FINRA?

No. Paul Wachter has no current broker registration.

Source: IAPD individual record, checked 21 October 2026

How can I verify Paul Wachter’s record?

Search CRD 2183412 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Wachter’s full registration record.

Source: IAPD individual record, checked 21 October 2026

Leadership at Msa Advisors

Sources

  1. IAPD individual record, CRD 2183412, checked 21 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Msa Advisors, LLC, filed 27 March 2026. Title, control and ownership bands.
  3. Msa Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.