Paul Scoggins has been Managing Member/Chief Compliance Officer of Icom Advisors since September 2010, is a control person of the firm and directly owns under 5% of it.
Icom Advisors, LLC is a firm with $150M under management, 423 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Paul Scoggins’ longest registration is the current one, 15 years at Icom Advisors since 2011. Before joining Icom Advisors in 2011, Paul Scoggins was registered through JPMorgan.P.MORGAN Securities Inc. and J. P. Morgan Securities Inc.
- Icom Advisors, LLCCurrent– present · 15 yearsMadisonville, LA · Adviser representative · Firm CRD 156386
- JPMorgan.P.MORGAN Securities Inc.– · 1 yearNew Orleans, LA · Adviser representative · Firm CRD 79
- J. P. Morgan Securities Inc.– · 2 yearsNew Orleans, LA · Adviser representative · Firm CRD 18718
- JPMorgan Securities Inc– · under a yearNew Orleans, LA · Adviser representative · Firm CRD 16999
Investment adviser representative registrations
Paul Scoggins is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2011; the most recent is Texas, in January 2021.
- LouisianaSince 25 February 2011
- TexasResidentSince 22 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 July 2006 |
| Series 55 | Limited Representative-Equity Trader Exam | 20 June 2000 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 29 November 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 1992 |
| Series 7 | General Securities Representative Examination | 10 September 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Thurman Scoggins
- CRD
- 2276307
- Firm
- Icom Advisors · CRD 156386
- Role
- Managing Member/Chief Compliance Officer
- Office
- Madisonville, LA
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Scoggins work?
Paul Scoggins has been Managing Member/Chief Compliance Officer of Icom Advisors, LLC since September 2010, and is a control person of the firm.
Is Paul Scoggins a financial advisor?
Yes. Paul Scoggins has a current investment-adviser registration in Louisiana and Texas, through Icom Advisors since February 2011.
How many years of experience does Paul Scoggins have?
Paul Scoggins has 19 years in the financial industry, since January 2007, across 4 adviser firms.
What exams has Paul Scoggins passed?
Paul Scoggins has passed 5 licensing exams: the Series 7, Series 63, Series 8, Series 55 and Series 65. The earliest, the Series 7, was passed in September 1992.
Where did Paul Scoggins work before Icom Advisors?
Before Icom Advisors, Paul Scoggins was registered through JPMorgan.P.MORGAN Securities Inc., October 2008 to August 2010; J. P. Morgan Securities Inc., September 2006 to October 2008; JPMorgan Securities Inc, June 2006 to September 2006.
Where is Paul Scoggins based?
Paul Scoggins’ registered office is in Madisonville, LA.
Is Paul Scoggins registered with FINRA?
No. Paul Scoggins has no current broker registration.
How can I verify Paul Scoggins’ record?
Search CRD 2276307 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Scoggins’ full registration record.