Paul Esposito has been an investment adviser representative at Prestige Wealth Management Group since April 2018, and is not listed among the firm’s executive officers or direct owners. Paul Esposito holds a Bachelor of Science in Finance from Saint Joseph's University.
Prestige Wealth Management Group, LLC is a Flemington, NJ firm with $666M under management, 440 clients and 4 advisers across 4 offices, as of its March 2026 filing.
Paul R. Esposito is Senior Portfolio Manager at Prestige Wealth Management Group and has over a decade of investment management experience. He is responsible for global capital market research, formulating strategic and tactical asset allocation recommendations, and conducting fund manager due diligence. Before joining Prestige, he was Portfolio Manager for Alliance Wealth Management Group in Flemington, NJ, where he created the firm's investment process, and a Portfolio Manager in the Northeast Region of Wells Fargo's Trust Department in Wilmington, DE. He began his career at Vanguard in Malvern, PA.
Paul Esposito’s longest registration is the current one, 8 years at Prestige Wealth Management Group since 2018. Before joining Prestige Wealth Management Group in 2018, Paul Esposito was registered through Alliance Wealth Management Group, LLC and Axa Advisors, LLC.
- – present · 8 yearsFlemington, NJ · Adviser representative · Firm CRD 127381
- The Pillar StrategiesAlso current– present · 8 yearsFlemington, NJ · Adviser representative · Firm CRD 166641
- Alliance Wealth Management Group, LLC– · 3 yearsFlemington, NJ · Adviser representative · Firm CRD 169573
- Axa Advisors, LLC– · 1 yearLionville, PA · Adviser representative · Firm CRD 6627
- – · 1 yearPennington, NJ · Adviser representative · Firm CRD 127381
- LPL Financial Corporation– · 1 yearPennington, NJ · Adviser representative · Firm CRD 6413
Professional designations
Listed by Prestige Wealth Management Group
- Chartered Financial Analyst (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Paul Esposito is registered as an investment adviser representative in New Jersey, since April 2018.
- New JerseySince 24 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 November 2007 |
| Series 7 | General Securities Representative Examination | 30 October 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 September 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 September 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Paul Romano Esposito
- CRD
- 4843860
- Firm
- Prestige Wealth Management Group · CRD 127381
- Office
- 31 STATE ROUTE 12, Flemington, NJ 08822
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prestigewmg.com
Where does Paul Esposito work?
Paul Esposito is an investment adviser representative registered through Prestige Wealth Management Group, LLC since April 2018, and is not listed among the firm’s executive officers or direct owners.
Is Paul Esposito a financial advisor?
Yes. Paul Esposito has a current investment-adviser registration in New Jersey, through Prestige Wealth Management Group since April 2018.
How many years of experience does Paul Esposito have?
Paul Esposito has 14 years in the financial industry, since October 2011, across 5 adviser firms.
What exams has Paul Esposito passed?
Paul Esposito has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2004.
Where did Paul Esposito work before Prestige Wealth Management Group?
Before Prestige Wealth Management Group, Paul Esposito was registered through Alliance Wealth Management Group, LLC, January 2015 to March 2018; Axa Advisors, LLC, June 2009 to February 2011; LPL Financial Corporation, November 2007 to May 2009.
Where is Paul Esposito based?
Paul Esposito’s registered office is in Flemington, NJ.
Is Paul Esposito registered with FINRA?
No. Paul Esposito has no current broker registration.
Is Paul Esposito a CFP?
Prestige Wealth Management Group lists Paul Esposito with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Is Paul Esposito a CFA charterholder?
Prestige Wealth Management Group lists Paul Esposito with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Paul Esposito’s record?
Search CRD 4843860 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Esposito’s full registration record.
