Paul Dio has been an investment adviser representative at Innovative Advisory Group since January 2021, and is not listed among the firm’s executive officers or direct owners.
Innovative Advisory Group, LLC is a Lexington, MA firm with $194M under management, 300 clients and 8 advisers across 5 offices, as of its September 2026 filing.
Paul Dio is Wealth Advisor of Innovative Advisory Group. He has been a Wealth Advisor since 2012.
Paul Dio’s longest registration is the current one, 5 years at Innovative Advisory Group since 2021. Before joining Innovative Advisory Group in 2021, Paul Dio was registered through LPL Financial LLC and Trilogy Capital, Inc.
- Innovative Advisory GroupCurrent– present · 5 yearsLexington, MA · Adviser representative · Firm CRD 146618
- LPL Financial LLC– · under a yearWoburn, MA · Adviser representative · Firm CRD 6413
- Trilogy Capital, Inc.– · 4 yearsWoburn, MA · Adviser representative · Firm CRD 281597
- National Planning Corporation ("NPC of America" in FL & NY)– · 2 yearsWoburn, MA · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Paul Dio is registered as an investment adviser representative in Massachusetts, since January 2021.
- MassachusettsSince 22 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 May 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 March 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 January 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Paul R Dio
- CRD
- 6003511
- Firm
- Innovative Advisory Group · CRD 146618
- Office
- 394 LOWELL STREET, SUITE 8, Lexington, MA 02420
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- innovativewealth.com
Where does Paul Dio work?
Paul Dio is an investment adviser representative registered through Innovative Advisory Group, LLC since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Paul Dio a financial advisor?
Yes. Paul Dio has a current investment-adviser registration in Massachusetts, through Innovative Advisory Group since January 2021.
How many years of experience does Paul Dio have?
Paul Dio has 14 years in the financial industry, since January 2012, across 4 adviser firms.
What exams has Paul Dio passed?
Paul Dio has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in January 2012. FINRA credited Paul Dio with the SIE, which began in October 2018.
Where did Paul Dio work before Innovative Advisory Group?
Before Innovative Advisory Group, Paul Dio was registered through LPL Financial LLC, November 2017 to March 2018; Trilogy Capital, Inc., July 2016 to January 2021; National Planning Corporation ("NPC of America" in FL & NY), June 2015 to November 2017.
Where is Paul Dio based?
Paul Dio’s registered office is in Lexington, MA.
Is Paul Dio registered with FINRA?
No. Paul Dio has no current broker registration.
How can I verify Paul Dio’s record?
Search CRD 6003511 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Dio’s full registration record.
