Paul Cox is a control person of Schmidt Financial Management and directly owns under 5% of it.
Schmidt Financial Management is an investment adviser based in Kirkland, WA, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $498 million, as filed on 27 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 2611640
- Firm
- Schmidt Financial Management · CRD 328247
- Role
- Chief Compliance Officer
- In role since
- August 2023 · 3 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Kirkland, WA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Cox work?
Paul Cox has been Chief Compliance Officer of Schmidt Financial Management, Inc. since August 2023, and is a control person of the firm.
How can I verify Paul Cox’s record?
Paul Cox’s role is listed on Schmidt Financial Management, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 328247.
