Paul Balog has been an investment adviser representative at Chelsea Advisory Services since November 2018, and is not listed among the firm’s executive officers or direct owners.
Chelsea Advisory Services, Inc is a Staten Island, NY firm with $147M under management, 552 clients and 25 advisers across 22 offices, as of its August 2026 filing.
Paul Balog is Financial Advisor & Portfolio Strategist of Chelsea Financial Services, based in Lady Lake, Florida. He offers several decades of experience in the investment and annuity business, and has previously held management and supervisory positions involving branches and trading departments. He is focused exclusively on guiding individuals toward their retirement goals.
Paul Balog’s longest registration is the current one, 7 years at Chelsea Advisory Services since 2018. Before joining Chelsea Advisory Services in 2018, Paul Balog was registered through Foresters Equity Services, Inc. and Colorado Financial Service Corporation.
- – present · 7 yearsLady Lake, FL · Adviser representative · Firm CRD 150791
- Foresters Equity Services, Inc.– · 5 yearsTarpon Springs, FL · Adviser representative · Firm CRD 18464
- Colorado Financial Service Corporation– · under a yearPalm Harbor, FL · Adviser representative · Firm CRD 104343
- Brookstone Investment Advisory Services– · under a yearPalm Harbor, FL · Adviser representative · Firm CRD 13366
- Archer Alexander Securities Corporation– · under a yearNew Port Richey, FL · Adviser representative · Firm CRD 41555
- Invest Financial Corporation– · under a yearTampa, FL · Adviser representative · Firm CRD 12984
Investment adviser representative registrations
Paul Balog is registered as an investment adviser representative in 2 states. Each was approved in November 2018.
- FloridaSince 29 November 2018
- TexasSince 7 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 March 2012 |
| Series 53 | Municipal Securities Principal Examination | 19 May 2007 |
| Series 24 | General Securities Principal Examination | 13 May 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 October 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 March 1987 |
| Series 4 | Registered Options Principal Examination | 18 July 1986 |
| Series 7 | General Securities Representative Examination | 15 May 1982 |
| Series 52 | Municipal Securities Representative Examination | 16 August 1981 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Paul Michael Balog
- CRD
- 1006294
- Firm
- Chelsea Advisory Services · CRD 150791
- Office
- Lady Lake, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- chfs.com
Where does Paul Balog work?
Paul Balog is an investment adviser representative registered through Chelsea Advisory Services, Inc since November 2018, and is not listed among the firm’s executive officers or direct owners.
Is Paul Balog a financial advisor?
Yes. Paul Balog has a current investment-adviser registration in Florida and Texas, through Chelsea Advisory Services since November 2018.
How many years of experience does Paul Balog have?
Paul Balog has 42 years in the financial industry, since January 1984, across 6 adviser firms.
What exams has Paul Balog passed?
Paul Balog has passed 9 licensing exams: the Series 52, Series 7, Series 4, Series 63, Series 65, Series 24, Series 53, Series 66 and Series 79TO. The earliest, the Series 52, was passed in August 1981. FINRA credited Paul Balog with the SIE, which began in October 2018.
Where did Paul Balog work before Chelsea Advisory Services?
Before Chelsea Advisory Services, Paul Balog was registered through Foresters Equity Services, Inc., September 2013 to November 2018; Colorado Financial Service Corporation, September 2012 to August 2013; Brookstone Investment Advisory Services, March 2012 to June 2012; Archer Alexander Securities Corporation, February 2005 to April 2005; Invest Financial Corporation, September 2002 to April 2003.
Where is Paul Balog based?
Paul Balog’s registered office is in Lady Lake, FL.
Is Paul Balog registered with FINRA?
Yes. Paul Balog has a current broker registration, under CRD 1006294.
Source: FINRA BrokerCheck
How can I verify Paul Balog’s record?
Search CRD 1006294 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Paul Balog’s full registration record.