Paul Babij has been Manager/Investment Advisor Representative/Chief Compliance Officer of Sundial Wealth since May 2022, is a control person of the firm and directly owns under 5% of it.
Sundial Wealth LLC is a Delray Beach, FL firm with $126M under management, 58 clients and 1 adviser in one office, as of its July 2026 filing.
Paul Babij’s longest registration is the current one, 4 years at Sundial Wealth since 2022. Before joining Sundial Wealth in 2022, Paul Babij was registered through Ascent Systematic Advisors LLC.
- Sundial Wealth LLCCurrent– present · 4 yearsDelray Beach, FL · Adviser representative · Firm CRD 321900
- Ascent Systematic Advisors LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 307199
Investment adviser representative registrations
Paul Babij is registered as an investment adviser representative in 2 states. The first approvals date from August 2022; the most recent is Texas, in January 2026.
- FloridaSince 16 August 2022
- TexasSince 2 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 July 2012 |
| Series 3 | National Commodity Futures Examination | 8 March 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 1995 |
| Series 7 | General Securities Representative Examination | 11 September 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Gregory Babij
- CRD
- 2655181
- Firm
- Sundial Wealth · CRD 321900
- Role
- Manager/Investment Advisor Representative/Chief Compliance Officer
- Office
- 904 SE 5TH AVENUE, Delray Beach, FL 33483
- Registration
- Investment adviser registration
- In the industry since
- September 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Babij work?
Paul Babij has been Manager/Investment Advisor Representative/Chief Compliance Officer of Sundial Wealth LLC since May 2022, and is a control person of the firm.
Is Paul Babij a financial advisor?
Yes. Paul Babij has a current investment-adviser registration in Florida and Texas, through Sundial Wealth since August 2022.
How many years of experience does Paul Babij have?
Paul Babij has 28 years in the financial industry, since September 1998, across 2 adviser firms.
What exams has Paul Babij passed?
Paul Babij has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 24. The earliest, the Series 7, was passed in September 1995. FINRA credited Paul Babij with the SIE, which began in October 2018.
Where did Paul Babij work before Sundial Wealth?
Before Sundial Wealth, Paul Babij was registered through Ascent Systematic Advisors LLC, September 2021 to April 2022.
Where is Paul Babij based?
Paul Babij’s registered office is in Delray Beach, FL.
Is Paul Babij registered with FINRA?
No. Paul Babij has no current broker registration.
How can I verify Paul Babij’s record?
Search CRD 2655181 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Babij’s full registration record.