Patricia Spies has been an investment adviser representative at Johnson Bixby & Associates since October 2020, and is not listed among the firm’s executive officers or direct owners. Patricia Spies holds a Master of Business Administration from Oregon State University and a Bachelor of Science in Business Administration from Bowling Green State University.
Johnson Bixby & Associates, LLC is a Vancouver, WA firm with $934M under management, 777 clients and 6 advisers in one office, as of its March 2026 filing.
Patricia Spies is a financial planner with Johnson Bixby, based in Vancouver, Washington. Before joining the firm in 2017, she worked in the human resources department at Oregon State University, where she learned the ins and outs of retirement benefits and federal compliance. She helps clients plan for tomorrow with a tailored path forward for goals such as buying a home, starting a family or planning for retirement.
Patricia Spies’ longest registration is the current one, 6 years at Johnson Bixby & Associates since 2020. Before joining Johnson Bixby & Associates in 2020, Patricia Spies was registered through KMS Financial Services, Inc.
- KMS Financial Services, Inc– · 2 yearsVancouver, WA · Adviser representative · Firm CRD 3866
Professional designations
Listed by Johnson Bixby & Associates
- CERTIFIED FINANCIAL PLANNER® (CFP®)
Investment adviser representative registrations
Patricia Spies is registered as an investment adviser representative in Washington, since October 2020.
- WashingtonSince 16 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 25 August 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 June 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Patricia Lynn Spies
- CRD
- 6751747
- Firm
- Johnson Bixby & Associates · CRD 310839
- Office
- 275 WEST THIRD STREET, SUITE 600, Vancouver, WA 98660
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- johnsonbixby.com
Where does Patricia Spies work?
Patricia Spies is an investment adviser representative registered through Johnson Bixby & Associates, LLC since October 2020, and is not listed among the firm’s executive officers or direct owners.
Is Patricia Spies a financial advisor?
Yes. Patricia Spies has a current investment-adviser registration in Washington, through Johnson Bixby & Associates since October 2020.
How many years of experience does Patricia Spies have?
Patricia Spies has 9 years in the financial industry, since May 2017, across 2 adviser firms.
What exams has Patricia Spies passed?
Patricia Spies has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in June 2017. FINRA credited Patricia Spies with the SIE, which began in October 2018.
Where is Patricia Spies based?
Patricia Spies’ registered office is in Vancouver, WA.
Is Patricia Spies registered with FINRA?
Yes. Patricia Spies has a current broker registration, under CRD 6751747.
Source: FINRA BrokerCheck
Is Patricia Spies a CFP?
Johnson Bixby & Associates lists Patricia Spies with the CFP credential (“CERTIFIED FINANCIAL PLANNER® (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Patricia Spies’ record?
Search CRD 6751747 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Patricia Spies’ full registration record.
