Patricia Slocum has been Managing Member & Chief Compliance Officer of ArborFi Advisors since September 2019, is a control person of the firm and directly owns between 50% and 75% of it.
Arborfi Advisors, LLC is an Ann Arbor, MI firm with $148M under management, 101 clients and 2 advisers in one office, as of its February 2026 filing.
Patricia Slocum’s longest registration is the current one, 7 years at ArborFi Advisors since 2019. Before joining ArborFi Advisors in 2019, Patricia Slocum was registered through Exchange Capital Management Inc.
- Arborfi Advisors, LLCCurrent– present · 7 yearsAnn Arbor, MI · Adviser representative · Firm CRD 305009
- Exchange Capital Management Inc– · 2 yearsAnn Arbor, MI · Adviser representative · Firm CRD 104875
Investment adviser representative registrations
Patricia Slocum is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2019; the most recent is Texas, in January 2023.
- MichiganSince 16 September 2019
- TexasResidentSince 12 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 March 2017 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 July 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 January 1997 |
| Series 7 | General Securities Representative Examination | 4 June 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patricia Kathleen Slocum
- CRD
- 2592525
- Firm
- ArborFi Advisors · CRD 305009
- Role
- Managing Member & Chief Compliance Officer
- Office
- 2395 S HURON PKWY, SUITE 101, Ann Arbor, MI 48104
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Patricia Slocum work?
Patricia Slocum has been Managing Member & Chief Compliance Officer of Arborfi Advisors, LLC since September 2019, and is a control person of the firm.
Is Patricia Slocum a financial advisor?
Yes. Patricia Slocum has a current investment-adviser registration in Michigan and Texas, through ArborFi Advisors since September 2019.
How many years of experience does Patricia Slocum have?
Patricia Slocum has 9 years in the financial industry, since March 2017, across 2 adviser firms.
What exams has Patricia Slocum passed?
Patricia Slocum has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in June 1996. FINRA credited Patricia Slocum with the SIE, which began in October 2018.
Where is Patricia Slocum based?
Patricia Slocum’s registered office is in Ann Arbor, MI.
Is Patricia Slocum registered with FINRA?
No. Patricia Slocum has no current broker registration.
How can I verify Patricia Slocum’s record?
Search CRD 2592525 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patricia Slocum’s full registration record.
