Patricia Piatt has been an investment adviser representative at Exodus Wealth since February 2022, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Patricia Piatt’s longest registration was 6 years at Huntington Financial Advisors (2012–2018). Before joining Exodus Wealth in 2022, Patricia Piatt was registered through W&S Brokerage Services, Inc. and Huntington Financial Advisors.
- W&S Brokerage Services, Inc.– · 2 yearsMonaca, PA · Adviser representative · Firm CRD 8099
- Huntington Financial Advisors– · 6 yearsBeaver, PA · Adviser representative · Firm CRD 16986
- LPL Financial LLC– · 2 yearsPittsburgh, PA · Adviser representative · Firm CRD 6413
- Natcity Investments, Inc.– · 1 yearCranberry TWP., PA · Adviser representative · Firm CRD 17490
- Wachovia Securities, LLC– · under a yearPittsburgh, PA · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 1 yearPittsburgh, PA · Adviser representative · Firm CRD 4
- A. G. Edwards & Sons, Inc.– · under a yearNashville, TN · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Patricia Piatt is registered as an investment adviser representative in Pennsylvania, since February 2022.
- PennsylvaniaSince 9 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 January 2016 |
| Series 66 | Uniform Combined State Law Examination | 22 July 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 February 1999 |
| Series 7 | General Securities Representative Examination | 12 February 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patricia Rose Piatt
- CRD
- 3176227
- Firm
- Exodus Wealth · CRD 174328
- Office
- 3582 Brodhead Rd., Monaca, PA 15061
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Patricia Piatt work?
Patricia Piatt is an investment adviser representative registered through Exodus Wealth, LLC since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Patricia Piatt a financial advisor?
Yes. Patricia Piatt has a current investment-adviser registration in Pennsylvania, through Exodus Wealth since February 2022.
How many years of experience does Patricia Piatt have?
Patricia Piatt has 26 years in the financial industry, since August 2000, across 7 adviser firms.
What exams has Patricia Piatt passed?
Patricia Piatt has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in February 1999. FINRA credited Patricia Piatt with the SIE, which began in October 2018.
Where did Patricia Piatt work before Exodus Wealth?
Before Exodus Wealth, Patricia Piatt was registered through W&S Brokerage Services, Inc., February 2019 to March 2021; Huntington Financial Advisors, June 2012 to October 2018; LPL Financial LLC, September 2009 to June 2012; Natcity Investments, Inc., July 2008 to September 2009; Wachovia Securities, LLC, January 2008 to June 2008; A. G. Edwards & Sons, Inc., December 2006 to January 2008; A. G. Edwards & Sons, Inc., July 2005 to December 2005.
Where is Patricia Piatt based?
Patricia Piatt’s registered office is in Monaca, PA.
Is Patricia Piatt registered with FINRA?
Yes. Patricia Piatt has a current broker registration, under CRD 3176227.
Source: FINRA BrokerCheck
How can I verify Patricia Piatt’s record?
Search CRD 3176227 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Patricia Piatt’s full registration record.