Parker Allen has been CCO of Warren Capital Management since January 2022, is a control person of the firm and directly owns under 5% of it.
Warren Capital Management, Inc. is a Charleston, SC firm with $131M under management, 188 clients and 3 advisers in one office, as of its June 2026 filing.
- Warren Capital GroupCurrent– present · 10 yearsCharleston, SC · Adviser representative · Firm CRD 137449
Investment adviser representative registrations
Parker Allen is registered as an investment adviser representative in South Carolina, since February 2016.
- South CarolinaSince 8 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Parker Stelling Allen
- CRD
- 6438989
- Firm
- Warren Capital Management · CRD 137449
- Role
- CCO
- Office
- 32 COOPER STREET, Charleston, SC 29403
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Parker Allen work?
Parker Allen has been CCO of Warren Capital Management, Inc. since January 2022, and is a control person of the firm.
Is Parker Allen a financial advisor?
Yes. Parker Allen has a current investment-adviser registration in South Carolina, through Warren Capital Management since February 2016.
How many years of experience does Parker Allen have?
Parker Allen has 10 years in the financial industry, since February 2016, across 1 adviser firm.
What exams has Parker Allen passed?
Parker Allen passed the Series 65 in February 2016.
Where is Parker Allen based?
Parker Allen’s registered office is in Charleston, SC.
Is Parker Allen registered with FINRA?
No. Parker Allen has no current broker registration.
How can I verify Parker Allen’s record?
Search CRD 6438989 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Parker Allen’s full registration record.
