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Pamela Simms

Chief Compliance Officer, Vice President at The Capital Management in Glen Allen, VA

Investment adviser registrationUpdated

Pamela Simms is Chief Compliance Officer, Vice President of The Capital Management Corporation, an investment adviser managing $826M, and works from its Glen Allen, VA office. Pamela Simms has been registered as an investment adviser representative through The Capital Management since 26 August 2017 and has 9 years in the industry across 1 firm.

9
Years in industry
9
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Pamela Simms has been Chief Compliance Officer, Vice President of The Capital Management since February 2016, is a control person of the firm and directly owns under 5% of it.

The Capital Management Corporation is a Glen Allen, VA firm with $826M under management, 196 clients and 7 advisers in one office, as of its July 2026 filing.

  1. – present · 9 years
    Glen Allen, VA · Adviser representative · Firm CRD 112242

Credentials and registrations

Investment adviser representative registrations

Pamela Simms is registered as an investment adviser representative in Virginia, since August 2017.

  • VirginiaSince 26 August 2017

Examinations

No examinations are on Pamela Simms’s record.

Key facts

Full name
Pamela Catherine Simms
CRD
6825228
Firm
The Capital Management · CRD 112242
Role
Chief Compliance Officer, Vice President
Office
4101 COX ROAD, SUITE 110, Glen Allen, VA 23060
Registration
Investment adviser registration
In the industry since
August 2017
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Pamela Simms work?

Pamela Simms has been Chief Compliance Officer, Vice President of The Capital Management Corporation since February 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 2 July 2026

Is Pamela Simms a financial advisor?

Yes. Pamela Simms has a current investment-adviser registration in Virginia, through The Capital Management since August 2017.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Pamela Simms have?

Pamela Simms has 9 years in the financial industry, since August 2017, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

Where is Pamela Simms based?

Pamela Simms’ registered office is in Glen Allen, VA.

Source: IAPD individual record, checked 22 October 2026

Is Pamela Simms registered with FINRA?

No. Pamela Simms has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Pamela Simms’ record?

Search CRD 6825228 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Pamela Simms’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at The Capital Management

Sources

  1. IAPD individual record, CRD 6825228, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Capital Management Corporation, filed 2 July 2026. Title, control and ownership bands.