Osman Arain has been Owner & CCO of Evansbrook since August 2023, is a control person of the firm and directly owns between 50% and 75% of it. Osman Arain holds a BA in Economics from Dartmouth College and an MBA in Finance from Columbia Business School.
Evansbrook LLC is a firm with $226M under management, 110 clients and 2 advisers in one office, as of its March 2026 filing.
Osman Arain is Founding Partner of Evansbrook Capital Management. He co-founded the firm in 2023 and creates customized portfolios predominantly using individual stocks and bonds. After graduation he was an associate analyst in Bear Stearns' equity research department in New York, then worked at Clear Asset Management and was Director of Research at Beacon Trust, where he moved from research into client-facing portfolio management.
Osman Arain’s longest registration was 6 years at Romano Wealth Management (2017–2023). Before joining Evansbrook in 2023, Osman Arain was registered through Romano Wealth Management and Beacon Global Asset Management.
- – present · 3 yearsBolingbrook, IL · Adviser representative · Firm CRD 327916
- Romano Wealth Management– · 6 yearsEvanston, IL · Adviser representative · Firm CRD 3215
- Beacon Global Asset Management– · under a yearMorristown, NJ · Adviser representative · Firm CRD 106862
Professional designations
Listed by Evansbrook
- Chartered Financial Analyst
Investment adviser representative registrations
Osman Arain is registered as an investment adviser representative in 6 states. The first approvals date from October 2023; the most recent is Colorado, in March 2025.
- CaliforniaSince 2 October 2023
- ColoradoSince 6 March 2025
- IllinoisSince 2 October 2023
- MinnesotaSince 2 October 2023
- New HampshireSince 2 October 2023
- TexasSince 2 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 7 August 2017 |
| Series 7 | General Securities Representative Examination | 27 July 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 2629717
- Firm
- Evansbrook · CRD 327916
- Role
- Owner & CCO
- Office
- Bolingbrook, IL
- Registration
- Investment adviser registration
- In the industry since
- September 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- evansbrook.com
Where does Osman Arain work?
Osman Arain has been Owner & CCO of Evansbrook LLC since August 2023, and is a control person of the firm.
Is Osman Arain a financial advisor?
Yes. Osman Arain has a current investment-adviser registration in California, Colorado, Illinois, Minnesota, New Hampshire and Texas, through Evansbrook since October 2023.
How many years of experience does Osman Arain have?
Osman Arain has 10 years in the financial industry, since September 2016, across 3 adviser firms.
What exams has Osman Arain passed?
Osman Arain has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in February 2006. FINRA credited Osman Arain with the SIE, which began in October 2018.
Where did Osman Arain work before Evansbrook?
Before Evansbrook, Osman Arain was registered through Beacon Global Asset Management, June 2011 to February 2012.
Where is Osman Arain based?
Osman Arain’s registered office is in Bolingbrook, IL.
Is Osman Arain registered with FINRA?
No. Osman Arain has no current broker registration.
Is Osman Arain a CFA charterholder?
Evansbrook lists Osman Arain with the CFA credential (“Chartered Financial Analyst”) on its website. CFA Institute confirms certification status.
How can I verify Osman Arain’s record?
Search CRD 2629717 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Osman Arain’s full registration record.
