Nydia Concepcion has been an investment adviser representative at Agilis Investment Management since June 2025, and is not listed among the firm’s executive officers or direct owners.
Agilis Investment Management LLC is a Wilton, CT firm with $124M under management, 212 clients and 4 advisers in one office, as of its May 2026 filing.
Nydia Concepcion’s longest registration was 4 years at Greenwich Investment Management, Inc. (2020–2024). Before joining Agilis Investment Management in 2025, Nydia Concepcion was registered through Round Rock Advisors LLC and Greenwich Investment Management, Inc.
- – present · 1 yearWilton, CT · Adviser representative · Firm CRD 336358
- Round Rock Advisors LLC– · under a yearWilton, CT · Adviser representative · Firm CRD 286007
- Greenwich Investment Management, Inc.– · 4 yearsNorwalk, CT · Adviser representative · Firm CRD 127161
Investment adviser representative registrations
Nydia Concepcion is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in June 2025.
- ConnecticutSince 10 June 2025
- TexasResidentSince 11 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 September 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 March 1991 |
| Series 7 | General Securities Representative Examination | 16 November 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nydia E. Concepcion
- CRD
- 2072137
- Firm
- Agilis Investment Management · CRD 336358
- Office
- 187 DANBURY ROAD, SUITE 206, Wilton, CT 06897
- Registration
- Investment adviser registration
- In the industry since
- September 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Nydia Concepcion work?
Nydia Concepcion is an investment adviser representative registered through Agilis Investment Management LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nydia Concepcion a financial advisor?
Yes. Nydia Concepcion has a current investment-adviser registration in Connecticut and Texas, through Agilis Investment Management since June 2025.
How many years of experience does Nydia Concepcion have?
Nydia Concepcion has 6 years in the financial industry, since September 2020, across 3 adviser firms.
What exams has Nydia Concepcion passed?
Nydia Concepcion has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1990.
Where did Nydia Concepcion work before Agilis Investment Management?
Before Agilis Investment Management, Nydia Concepcion was registered through Round Rock Advisors LLC, November 2024 to June 2025; Greenwich Investment Management, Inc., September 2020 to November 2024.
Where is Nydia Concepcion based?
Nydia Concepcion’s registered office is in Wilton, CT.
Is Nydia Concepcion registered with FINRA?
No. Nydia Concepcion has no current broker registration.
How can I verify Nydia Concepcion’s record?
Search CRD 2072137 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nydia Concepcion’s full registration record.
