Nils Wickman has been an investment adviser representative at Ares Financial Consulting since July 2017, and is not listed among the firm’s executive officers or direct owners.
Ares Financial Consulting LLC is a Calabasas, CA firm with $244M under management, 289 clients and 3 advisers across 3 offices, as of its August 2026 filing.
Nils Wickman’s longest registration is the current one, 9 years at Ares Financial Consulting since 2017. Before joining Ares Financial Consulting in 2017, Nils Wickman was registered through Ameritas Investment Corp and Russell Investments.
- – present · 9 yearsTacoma, WA · Adviser representative · Firm CRD 282852
- Ameritas Investment Corp– · 2 yearsTacoma, WA · Adviser representative · Firm CRD 14869
- Russell Investments– · 5 yearsTacoma, WA · Adviser representative · Firm CRD 105734
Investment adviser representative registrations
Nils Wickman is registered as an investment adviser representative in 2 states. The first approvals date from August 2017; the most recent is Wisconsin, in October 2024.
- WashingtonSince 1 August 2017
- WisconsinSince 11 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 August 2004 |
| Series 7 | General Securities Representative Examination | 27 July 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nils Roger Wickman
- CRD
- 4798286
- Firm
- Ares Financial Consulting · CRD 282852
- Office
- Tacoma, WA
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Nils Wickman work?
Nils Wickman is an investment adviser representative registered through Ares Financial Consulting LLC since July 2017, and is not listed among the firm’s executive officers or direct owners.
Is Nils Wickman a financial advisor?
Yes. Nils Wickman has a current investment-adviser registration in Washington and Wisconsin, through Ares Financial Consulting since July 2017.
How many years of experience does Nils Wickman have?
Nils Wickman has 18 years in the financial industry, since May 2008, across 3 adviser firms.
What exams has Nils Wickman passed?
Nils Wickman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2004. FINRA credited Nils Wickman with the SIE, which began in October 2018.
Where did Nils Wickman work before Ares Financial Consulting?
Before Ares Financial Consulting, Nils Wickman was registered through Russell Investments, July 2005 to April 2011.
Where is Nils Wickman based?
Nils Wickman’s registered office is in Tacoma, WA.
Is Nils Wickman registered with FINRA?
No. Nils Wickman has no current broker registration.
How can I verify Nils Wickman’s record?
Search CRD 4798286 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nils Wickman’s full registration record.