Nicole Smit has been an investment adviser representative at Providence Wealth Advisors since January 2014, and is not listed among the firm’s executive officers or direct owners.
Providence Wealth Advisors, LLC is a Frankfort, IL firm with $684M under management, 653 clients and 6 advisers across 3 offices, as of its March 2026 filing.
- – present · 12 yearsDyer, IN · Adviser representative · Firm CRD 153646
Investment adviser representative registrations
Nicole Smit is registered as an investment adviser representative in 2 states. The first approvals date from January 2014; the most recent is Indiana, in February 2019.
- IllinoisSince 10 January 2014
- IndianaSince 4 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 January 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicole Lynn Smit
- CRD
- 6234748
- Firm
- Providence Wealth Advisors · CRD 153646
- Office
- 10100 Calumet Ave, Dyer, IN 46311
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Smit work?
Nicole Smit is an investment adviser representative registered through Providence Wealth Advisors, LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Nicole Smit a financial advisor?
Yes. Nicole Smit has a current investment-adviser registration in Illinois and Indiana, through Providence Wealth Advisors since January 2014.
How many years of experience does Nicole Smit have?
Nicole Smit has 12 years in the financial industry, since January 2014, across 1 adviser firm.
What exams has Nicole Smit passed?
Nicole Smit passed the Series 65 in January 2014.
Where is Nicole Smit based?
Nicole Smit’s registered office is in Dyer, IN.
Is Nicole Smit registered with FINRA?
No. Nicole Smit has no current broker registration.
How can I verify Nicole Smit’s record?
Search CRD 6234748 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Smit’s full registration record.
- Gery SadzewiczChief Compliance Officer
- Douglas DegrootManager