Nicole Schmitt has been an investment adviser representative at LightSquare Wealth Management since March 2026, and is not listed among the firm’s executive officers or direct owners.
Lightsquare Wealth Management, LLC is a Bingham Farms, MI firm with $204M under management, 172 clients and 2 advisers across 2 offices, as of its June 2026 filing.
Nicole Schmitt’s longest registration was 5 years at Fifth Third Securities, Inc. (2010–2016). Before joining LightSquare Wealth Management in 2026, Nicole Schmitt was registered through J.P. Morgan Securities LLC and Morgan Stanley.
- – present · under a yearBingham Farms, MI · Adviser representative · Firm CRD 324958
- J.P. Morgan Securities LLC– · 1 yearBirmingham, MI · Adviser representative · Firm CRD 79
- Morgan Stanley– · 2 yearsBloomfield Hills, MI · Adviser representative · Firm CRD 149777
- Wells Fargo Advisors Financial Network, LLC– · under a yearBloomfield Hills, MI · Adviser representative · Firm CRD 11025
- Concorde Asset Management, LLC– · under a yearBrighton, MI · Adviser representative · Firm CRD 140367
- Fifth Third Securities, Inc.– · 5 yearsSouthfield, MI · Adviser representative · Firm CRD 628
Investment adviser representative registrations
Nicole Schmitt is registered as an investment adviser representative in Michigan, since March 2026.
- MichiganSince 6 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 27 May 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 October 2010 |
| Series 7 | General Securities Representative Examination | 6 August 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 March 2007 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5288576
- Firm
- LightSquare Wealth Management · CRD 324958
- Office
- 30150 TELEGRAPH ROAD, SUITE 170, Bingham Farms, MI 48025
- Registration
- Investment adviser registration
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Schmitt work?
Nicole Schmitt is an investment adviser representative registered through Lightsquare Wealth Management, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicole Schmitt a financial advisor?
Yes. Nicole Schmitt has a current investment-adviser registration in Michigan, through LightSquare Wealth Management since March 2026.
How many years of experience does Nicole Schmitt have?
Nicole Schmitt has 14 years in the financial industry, since November 2011, across 6 adviser firms.
What exams has Nicole Schmitt passed?
Nicole Schmitt has passed 4 licensing exams: the Series 6, Series 7, Series 66 and Series 63. The earliest, the Series 6, was passed in March 2007. FINRA credited Nicole Schmitt with the SIE, which began in October 2018.
Where did Nicole Schmitt work before LightSquare Wealth Management?
Before LightSquare Wealth Management, Nicole Schmitt was registered through J.P. Morgan Securities LLC, June 2024 to February 2026; Morgan Stanley, April 2022 to June 2024; Wells Fargo Advisors Financial Network, LLC, December 2021 to March 2022; Concorde Asset Management, LLC, September 2018 to May 2019; Fifth Third Securities, Inc., October 2010 to October 2016.
Where is Nicole Schmitt based?
Nicole Schmitt’s registered office is in Bingham Farms, MI.
Is Nicole Schmitt registered with FINRA?
No. Nicole Schmitt has no current broker registration.
How can I verify Nicole Schmitt’s record?
Search CRD 5288576 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Schmitt’s full registration record.