Nicole Conklin has been Chief Compliance Officer of Forvis Mazars Wealth Advisors since October 2013, is not listed as a control person, but directly owns under 5% of the firm.
Forvis Mazars Wealth Advisors, LLC is a Springfield, MO firm with $12B under management, 4,584 clients and 82 advisers across 66 offices, as of its August 2026 filing.
- – present · 15 yearsSpringfield, MO · Adviser representative · Firm CRD 110905
Investment adviser representative registrations
Nicole Conklin is registered as an investment adviser representative in Missouri, since April 2011.
- MissouriSince 15 April 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 April 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicole Danielle Conklin
- CRD
- 5042249
- Firm
- Forvis Mazars Wealth Advisors · CRD 110905
- Role
- Chief Compliance Officer
- Office
- 910 EAST ST LOUIS ST, Springfield, MO 65806
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Conklin work?
Nicole Conklin has been Chief Compliance Officer of Forvis Mazars Wealth Advisors, LLC since October 2013.
Is Nicole Conklin a financial advisor?
Yes. Nicole Conklin has a current investment-adviser registration in Missouri, through Forvis Mazars Wealth Advisors since April 2011.
How many years of experience does Nicole Conklin have?
Nicole Conklin has 15 years in the financial industry, since April 2011, across 1 adviser firm.
What exams has Nicole Conklin passed?
Nicole Conklin passed the Series 65 in April 2011.
Where is Nicole Conklin based?
Nicole Conklin’s registered office is in Springfield, MO.
Is Nicole Conklin registered with FINRA?
No. Nicole Conklin has no current broker registration.
How can I verify Nicole Conklin’s record?
Search CRD 5042249 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Conklin’s full registration record.