Nickolas Brait has been an investment adviser representative at Sage Private Wealth Group since November 2014, and is not listed among the firm’s executive officers or direct owners.
Sage Private Wealth Group, LLC is an Oakbrook Terrace, IL firm with $441M under management, 482 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Nickolas Brait’s longest registration was 12 years at Lasting Legacy, LTD. (2002–2014). Before joining Sage Private Wealth Group in 2014, Nickolas Brait was registered through Raymond James Financial Services Advisors, Inc and Lasting Legacy, LTD.
- – present · 11 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 173399
- Raymond James Financial Services Advisors, Inc– · 11 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 149018
- Lasting Legacy, LTD.– · 12 yearsPark Ridge, IL · Adviser representative · Firm CRD 120793
- Raymond James Financial Services– · 9 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Nickolas Brait is registered as an investment adviser representative in Illinois, since November 2014.
- IllinoisSince 18 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 2 July 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 May 1999 |
| Series 24 | General Securities Principal Examination | 28 April 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 August 1982 |
| Series 7 | General Securities Representative Examination | 17 July 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nickolas James Brait
- CRD
- 1053565
- Firm
- Sage Private Wealth Group · CRD 173399
- Office
- 18W140 BUTTERFIELD ROAD, SUITE 1160, Oakbrook Terrace, IL 60181
- Registration
- Investment adviser registration
- In the industry since
- July 1982
- Disciplinary history
- Not yet shown here · SEC record
Where does Nickolas Brait work?
Nickolas Brait is an investment adviser representative registered through Sage Private Wealth Group, LLC since November 2014, and is not listed among the firm’s executive officers or direct owners.
Is Nickolas Brait a financial advisor?
Yes. Nickolas Brait has a current investment-adviser registration in Illinois, through Sage Private Wealth Group since November 2014.
How many years of experience does Nickolas Brait have?
Nickolas Brait has 44 years in the financial industry, since July 1982, across 4 adviser firms.
What exams has Nickolas Brait passed?
Nickolas Brait has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 51. The earliest, the Series 7, was passed in July 1982. FINRA credited Nickolas Brait with the SIE, which began in October 2018.
Where did Nickolas Brait work before Sage Private Wealth Group?
Before Sage Private Wealth Group, Nickolas Brait was registered through Raymond James Financial Services, June 1999 to January 2009.
Where is Nickolas Brait based?
Nickolas Brait’s registered office is in Oakbrook Terrace, IL.
Is Nickolas Brait registered with FINRA?
No. Nickolas Brait has no current broker registration.
How can I verify Nickolas Brait’s record?
Search CRD 1053565 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nickolas Brait’s full registration record.
