Nicholas Welsh has been Chief Executive Officer, Director and Shareholder of Lawrence W. Kelly & Associates since October 2004, is a control person of the firm and directly owns 75% or more of it. Nicholas Welsh holds a Bachelor of Science in Accounting and Finance from Georgetown University.
Lawrence W. Kelly & Associates, Inc. is a Pasadena, CA firm with $540M under management, 83 clients and 2 advisers in one office, as of its March 2026 filing.
Nicholas Welsh is on the Investment Committee of LK&A Investment Counsel (Lawrence W. Kelly & Associates, Inc.). He joined LK&A in 1995, having been an Associate in the Corporate Finance department of Dean Witter Reynolds Inc., where he specialized in merger and acquisition advisory assignments and corporate new issues of equity and debt financings.
- – · 7 yearsPasadena, CA · Adviser representative · Firm CRD 106635
Professional designations
Listed by Lawrence W. Kelly & Associates
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Nicholas Welsh is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2005; the most recent is California, in March 2007.
- CaliforniaSince 1 March 2007
- TexasResidentSince 5 April 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 24 April 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 1995 |
| Series 7 | General Securities Representative Examination | 17 November 1992 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas J Welsh
- CRD
- 2289695
- Firm
- Lawrence W. Kelly & Associates · CRD 106635
- Role
- Chief Executive Officer, Director and Shareholder
- Registration
- Investment adviser registration
- In the industry since
- February 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lkainvestments.com
Where does Nicholas Welsh work?
Nicholas Welsh has been Chief Executive Officer, Director and Shareholder of Lawrence W. Kelly & Associates, Inc. since October 2004, and is a control person of the firm.
Is Nicholas Welsh a financial advisor?
Yes. Nicholas Welsh has a current investment-adviser registration in California and Texas, through Lawrence W. Kelly & Associates since October 1995.
How many years of experience does Nicholas Welsh have?
Nicholas Welsh has 31 years in the financial industry, since February 1995, across 1 adviser firm.
What exams has Nicholas Welsh passed?
Nicholas Welsh has passed 3 licensing exams: the Series 7, Series 65 and Series 24. The earliest, the Series 7, was passed in November 1992.
Is Nicholas Welsh registered with FINRA?
No. Nicholas Welsh has no current broker registration.
Is Nicholas Welsh a CFA charterholder?
Lawrence W. Kelly & Associates lists Nicholas Welsh with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Nicholas J. Welsh, CFA biography, lkainvestments.com
How can I verify Nicholas Welsh’s record?
Search CRD 2289695 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Welsh’s full registration record.